13F-HR 1 dowd13fhr0602.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/02 Check here if Amendment [ ] ; Amendment Number: ___ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Fred L. Dowd Address: 104 South Wolcott, Suite 740 Casper, WY 82601 Form 13F File Number: 28-06153 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Fred L. Dowd Title: Registered Investment Advisor Phone: 307-234-2169 Fred L. Dowd Casper, Wyoming June 30, 2002 ___________________________ Report Type (check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 84 Form 13F Information Table Value Total: $66,153 (x 1000) List of Other Included Managers: N/A

FORM 13F INFORMATION TABLE NAME OF SECURITY CUSIP VALUE SH/PRN INVESTMENT OTHER VOTING AUTH ISSUER CLASS (x $1000) PUT/CALL DISCRETION MANAGERS SOLE ~~ABBOTT LABS EQUITIES 002824100 307 5,520 SH Sole N/A 5,520~~ ACM GOVERNMENT INCOME FUND EQUITIES 000912105 8990 1211,300 SH Sole N/A 1211,300 ~~ACTION~~AOL ~~PERFORMANCE~~TIME ~~COMPANIES~~WARNER EQUITIES ~~004933107~~00184A105 ~~1,707~~358 5524,~~780~~404 SH Sole N/A 5524,~~780~~404 ~~AIRTRAN~~ACTION ~~HLDGS~~PERFORMANCE ~~INCORPORATED~~CO EQUITIES ~~00949P108~~004933107 ~~384~~208 586,~~300~~590 SH Sole N/A 586,~~300~~590 ~~ALLIED~~ADVANCEPCS ~~CAP CORPORATION~~ EQUITIES ~~01903Q108~~00790K109 ~~239~~456 919,~~220~~065 SH Sole N/A 919,~~220~~065 ~~AMERICAN~~AIRTRAN ~~SELECT~~HLDGS ~~PORTFOLIO~~INCORPORATED EQUITIES ~~029570108~~00949P108 ~~1,291~~120 9722,~~698~~500 SH Sole N/A 9722,~~698~~500 ~~AMERICREDIT~~ALLERGAN ~~CORPORATION~~INC EQUITIES ~~03060R101~~018490102 12,~~657~~046 5230,~~525~~655 SH Sole N/A 5230,~~525~~655 ~~AMPHENOL~~ALLIANT ~~CORPORATION~~TECHSYSTEMS EQUITIES ~~032095101~~018804104 ~~257~~551 58,~~355~~645 SH Sole N/A 58,~~355~~645 ~~ANALOG~~ALLIED ~~DEVICES~~CAP ~~INC~~CORPORATION EQUITIES ~~032654105~~01903Q108 21,~~291~~091 5148,~~610~~190 SH Sole N/A 5148,~~610~~190 ~~ANHEUSER~~AMERICAN ~~BUSCH~~SELECT PORTFOLIO EQUITIES ~~035229103~~029570108 31,~~158~~273 6991,~~855~~585 SH Sole N/A 6991,~~855~~585 ~~ANNALY~~AMERISOURCEBERGEN ~~MTG~~CORP ~~MGMT INCORPORATED~~ EQUITIES ~~035710409~~03073E105 ~~239~~2,326 1430,~~950~~608 SH Sole N/A 1430,~~950~~608 ~~AOL~~AMGEN ~~TIME~~INC ~~WARNER~~ EQUITIES ~~00184A105~~031162100 ~~480~~494 1411,~~974~~815 SH Sole N/A 1411,~~974~~815 ~~APACHE~~ANALOG ~~CORPORATION~~DEVICES INC EQUITIES ~~037411105~~032654105 1,~~074~~052 2135,~~545~~446 SH Sole N/A 2135,~~545~~446 ~~APPLIED~~ANHEUSER ~~MATERIALS~~BUSCH ~~INC~~ EQUITIES ~~038222105~~035229103 ~~294~~3,144 762,~~348~~887 SH Sole N/A 762,~~348~~887 ARIAD PHARMACEUTICALS EQUITIES 04033A100 ~~123~~96 23,240 SH Sole N/A 23,240 ATMEL CORP EQUITIES 049513104 ~~234~~312 3149,~~480~~920 SH Sole N/A 3149,~~480~~920 AVANEX CORP EQUITIES 05348W109 ~~559~~116 9460,~~892~~296 SH Sole N/A 9460,~~892~~296 ~~AVOCENT~~BLOCK ~~CORP~~H ~~EQUITIES~~& ~~053893103~~R ~~1,334~~INC ~~55,016 SH Sole N/A 55,016 BAXTER INTERNATIONAL~~ EQUITIES ~~071813109~~093671105 ~~621 11~~3,~~590~~662 ~~SH Sole N/A 11~~79,~~590~~365 ~~BEST BUY COMPANY EQUITIES 086516101 283 3,800~~ SH Sole N/A 379,~~800~~365 ~~BORLAND~~BRUNSWICK ~~SOFTWARE~~ CORP EQUITIES ~~099849101~~117043109 ~~194~~1,255 1244,~~450~~855 SH Sole N/A 1244,~~450~~855 C & D TECHNOLOGIES INC EQUITIES 124661109 ~~906~~390 3921,~~650~~685 SH Sole N/A 3921,~~650~~685 ~~CABOT MICROELECTRONICS EQUITIES 12709P103 245 3,100 SH Sole N/A 3,100~~ CALPINE CORP EQUITIES 131347106 ~~1,956~~283 ~~116~~40,~~545~~372 SH Sole N/A ~~116~~40,~~545~~372 ~~CAPSTONE TURBINE CORP EQUITIES 14067D102 149 27,655 SH Sole N/A 27,655 CARDINAL HEALTH INC EQUITIES 14149Y108 212 3,287 SH Sole N/A 3,287~~ CATERPILLAR INC EQUITIES 149123101 ~~1,607~~450 309,~~765~~210 SH Sole N/A 309,~~765~~210 CENDANT CORPORATION EQUITIES 151313103 21,~~887~~171 ~~147~~73,~~240~~788 SH Sole N/A ~~147~~73,~~240~~788 CEPHEID EQUITIES 14570R107 5255 1210,~~400~~000 SH Sole N/A 1210,~~400~~000 ~~CHECK POINT SOFTWARE EQUITIES M22465104 3,756 94,170 SH Sole N/A 94,170 CHICOS FAS INCORPORATED EQUITIES 168615102 1,552 39,110 SH Sole N/A 39,110~~ CISCO SYSTEMS INC EQUITIES 17275R102 ~~1,108~~782 6156,~~205~~080 SH Sole N/A 6156,~~205~~080 ~~CITIGROUP~~CONSTELLATION ~~INC~~BRANDS EQUITIES ~~172967101~~21036P108 ~~264~~351 510,~~234~~980 SH Sole N/A 510,~~234~~980 ~~COGNIZANT TECH SOLUTIONS EQUITIES 192446102 1,380 33,692 SH Sole N/A 33,692~~ CORNING INCORPORATED EQUITIES 219350105 ~~314~~103 3529,~~225~~045 SH Sole N/A 3529,~~225~~405 CREE RESEARCH INC EQUITIES 225447101 72,~~311~~601 ~~248~~196,~~193~~630 SH Sole N/A ~~248~~196,~~193~~630 ~~CSG~~ESS ~~SYSTEMS~~TECHNOLOGY ~~INTERNATIONAL~~INC EQUITIES ~~126349109~~269151106 ~~299~~454 725,~~400~~940 SH Sole N/A 725,~~400~~940 EARTHSHELL ~~CONTAINER~~CORPORATION EQUITIES 27032B100 4425 22,000 SH Sole N/A 22,000 ~~ELAN~~EMCOR ~~CORPORATION~~GROUP ~~PLC~~INC EQUITIES ~~284131208~~29084Q100 ~~1,755~~393 386,~~965~~700 SH Sole N/A 386,~~965~~700 ~~EMCOR~~EQUITY ~~GROUP~~OFFICE ~~INC~~PROPERTIES TR EQUITIES ~~29084Q100~~294741103 ~~451~~553 918,~~955~~405 SH Sole N/A 918,~~955~~405 EXXON MOBIL CORPORATION EQUITIES 30231G102 ~~203~~246 56,~~170~~033 SH Sole N/A 56,~~170~~033 ~~FEDERAL~~FLIR ~~HOME~~SYSTEMS ~~LOAN~~INC ~~MORTGAGE~~ EQUITIES ~~313400301~~302445101 ~~1,893~~399 289,~~955~~515 SH Sole N/A 289,~~955~~515 ~~FLEXTRONICS INTERNATIONAL LTD EQUITIES Y2573F102 3,029 126,280 SH Sole N/A 126,280~~ GENERAL ~~ELEC~~ELECTRIC COMPANY EQUITIES 369604103 ~~442 11~~1,~~037~~861 ~~SH Sole N/A 11~~64,~~037~~080 ~~GLOBAL CROSSING LIMITED EQUITIES G3921A100 466 556,257~~ SH Sole N/A ~~556~~64,~~257~~080 ~~HIGH~~GOLDMAN ~~INCOME~~SACHS ~~OPPORTUNITY~~GROUP ~~FUND~~ EQUITIES ~~42967Q105~~38141G104 99371 135,~~400~~069 SH Sole N/A 135,~~400~~069 HOME DEPOT INC EQUITIES 437076102 ~~337~~250 6,~~620~~821 SH Sole N/A 6,~~620~~821 HONEYWELL INTERNATIONAL EQUITIES 438516106 2,~~360~~028 6957,~~790~~565 SH Sole N/A 6957,~~790~~565 ICOS CORPORATION EQUITIES 449295104 92,~~806~~419 ~~170~~142,~~725~~645 SH Sole N/A ~~170~~142,~~725~~645 ILOG S A EQUITIES 452360100 ~~577~~204 4936,~~964~~209 SH Sole N/A 4936,~~964~~209 INFOCUS CORP EQUITIES 45665B106 ~~1,281~~214 5818,~~200~~250 SH Sole N/A 5818,~~200~~250 INTERNATIONAL RECTIFIER EQUITIES 460254105 72,~~216~~737 ~~206~~93,~~898~~897 SH Sole N/A ~~206~~93,~~898~~897 ~~INTL~~IVAX ~~BUSINESS~~CORPORATION ~~MACHINES~~ EQUITIES ~~460254105~~465823102 ~~439~~410 337,~~634~~966 SH Sole N/A 337,~~634~~966 ~~IVAX~~JDS ~~CORPORATION~~UNIPHASE CORP EQUITIES ~~465823102~~46612J101 ~~1,257~~30 6211,~~442~~526 SH Sole N/A 6211,~~442~~526 JACO ELECTRONICS INC EQUITIES 469783104 6154 1211,~~435~~550 SH Sole N/A 1211,~~435~~550 ~~JDS~~JOHNSON ~~UNIPHASE~~& ~~CORPORATION~~JOHNSON EQUITIES ~~46612J101~~478160104 95890 1117,~~036~~042 SH Sole N/A 1117,~~036~~042 ~~JOHNSON~~KEITHLEY &INSTRS ~~JOHNSON~~INCORPORATED EQUITIES ~~478160104~~487584104 ~~1,459~~555 2438,~~695~~465 SH Sole N/A 2438,~~695~~465 ~~KEITHLEY~~LEE ~~INSTRS~~ENTERPRISES ~~INCORPORATED~~INC EQUITIES ~~487584104~~523768109 ~~1,397~~221 826,~~720~~340 SH Sole N/A 826,~~720~~340 ~~KNIGHT/TRIMARK~~LEHMAN ~~GROUP~~BROTHERS HOLDINGS INC EQUITIES ~~499063105~~524908100 ~~123~~597 119,~~200~~555 SH Sole N/A 119,~~200~~555 ~~LINCARE~~LENNAR ~~HLDGS~~CORPORATION ~~INCORPORATED~~ EQUITIES ~~532791100~~526057104 1,~~040~~124 3618,~~305~~375 SH Sole N/A 3618,~~305~~375 ~~LUCENT~~LINCARE ~~TECHNOLOGIES~~HLDGS INCORPORATED EQUITIES ~~549463107~~532791100 64833 1025,~~256~~810 SH Sole N/A 1025,~~256~~810 ~~LUMENIS~~MFS ~~LIMITED~~SPECIAL VALUE TRUST EQUITIES ~~M6778Q105~~55274E102 ~~1,499~~414 7648,~~125~~525 SH Sole N/A 7648,~~125~~525 ~~MFS~~MICROSOFT ~~SPECIAL~~CORPORATION ~~VALUE TRUST~~ EQUITIES ~~55274E102~~594918104 ~~552~~242 494,~~993~~429 SH Sole N/A 494,~~993~~429 MIDCAP 400 SPDRS TRUST EQUITIES 595635103 ~~210~~264 2,~~263~~954 SH Sole N/A 2,~~263~~954 NABI ~~INC~~BIOPHARMACEUTICALS EQUITIES ~~628716102~~629519109 ~~203~~93 19,750 SH Sole N/A 19,750 ~~NABORS~~NASDAQ ~~INDUSTRIES~~100 TRUST EQUITIES ~~629568106~~631100104 ~~232~~1,612 661,~~780~~792 SH Sole N/A 661,~~780~~792 ~~NASDAQ~~NOVELL ~~100~~INCORPORATED ~~TRUST~~ EQUITIES ~~631100104~~670006105 157 17,~~198~~945 30SH Sole N/A 17,~~724~~945 OMNICOM GROUP INC EQUITIES 681919106 757 16,535 SH Sole N/A 3016,~~724~~535 OPENWAVE SYSTEMS INC EQUITIES 683718100 ~~136~~360 1364,~~950~~300 SH Sole N/A 1364,~~950~~300 OPTICARE HEALTH SYSTEMS EQUITIES 68386P105 1328 88,427 SH Sole N/A 88,427 ORACLE CORPORATION EQUITIES 68389X105 ~~350~~291 2530,~~400~~800 SH Sole N/A 2530,~~400~~800 PEREGRINE SYSTEMS INC EQUITIES 71366Q101 17 57,777 SH Sole N/A 57,777 PFIZER INC EQUITIES 717081103 ~~1,305~~985 3228,~~749~~149 SH Sole N/A 3228,~~749~~149 PLANTRONICS INCORPORATED EQUITIES 727493108 ~~2,274~~737 8838,~~710~~785 SH Sole N/A 8838,~~710~~785 ~~POLYCOM~~POLARIS INDUSTIES INC EQUITIES ~~73172K104~~731068102 ~~1,995~~247 583,~~574~~800 SH Sole N/A 583,~~574~~800 ~~PPL~~POLYCOM ~~CORPORATION~~INC EQUITIES ~~69351T106~~73172K104 ~~714~~827 2069,~~510~~026 SH Sole N/A 2069,~~510~~026 QAD INCORPORATED EQUITIES 74727D108 ~~114~~64 3922,~~270~~570 SH Sole N/A 3922,~~270~~570 QUALCOMM INC EQUITIES 747525103 ~~1,331~~560 2620,~~360~~405 SH Sole N/A 2620,~~360~~405 ~~RADCOM~~REDWOOD ~~LIMITED~~TRUST INCORPORATED EQUITIES ~~M81865103~~758075402 ~~435~~1,093 ~~236~~34,~~922~~710 SH Sole N/A ~~236~~34,~~922~~710 ~~REDWOOD~~S P D R TRUST ~~INCORPORATED~~UNIT SERIES 1 EQUITIES ~~758075402~~78462F103 ~~593~~202 242,~~490~~045 SH Sole N/A 242,~~490~~045 RFSUN ~~MICRODEVICES~~MICROSYSTEMS INC EQUITIES ~~749941100~~866810104 ~~307~~85 1617,~~007~~050 SH Sole N/A 1617,~~007~~050 ~~SIEBEL~~SYMBOL ~~SYSTEMS~~TECHNOLOGIES INC EQUITIES ~~826170102~~871508107 ~~377~~941 13110,~~500~~770 SH Sole N/A 13110,~~500~~770 ~~SUN~~TITAN ~~MICROSYSTEMS~~PHARMACEUTICALS ~~INC~~ EQUITIES ~~866810104~~888314101 ~~795~~52 6415,~~659~~610 SH Sole N/A 6415,~~659~~610 ~~SYMBOL~~TOYS ~~TECHNOLOGIES~~R ~~INC~~US INCORPORATED EQUITIES ~~871508107~~892335100 ~~2,393~~470 ~~150~~26,~~743~~955 SH Sole N/A ~~150~~26,~~743~~955 ~~TITAN~~TYCO ~~PHARMACEUTICALS~~INTERNATIONAL LIMITED EQUITIES ~~888314101~~902124106 ~~246~~407 2530,~~160~~174 SH Sole N/A 2530,~~160~~174 ~~TYCO~~UTLRA ~~INTERNATIONAL~~PETE ~~LIMITED~~CORPORATION EQUITIES ~~902124106~~903914109 ~~8,475~~79 ~~143~~10,~~898~~500 SH Sole N/A ~~143~~10,~~898~~500 UNITED TECHNOLOGIES EQUITIES 913017109 ~~290~~313 4,~~500~~610 SH Sole N/A 4,~~500~~610 VASOMEDICAL INC EQUITIES 922321104 9969 2726,~~000~~200 SH Sole N/A 2726,~~000~~200 VERITY INC EQUITIES 92343C106 ~~1,072~~394 5235,~~957~~592 SH Sole N/A 5235,~~957~~592 ~~VERIZON~~WAL ~~COMMUNICATIONS~~MART STORES INC EQUITIES ~~92343V104~~931142103 ~~773~~5,590 16101,~~304~~623 SH Sole N/A 16101,~~304~~623 ~~WAL~~WASHINGTON ~~MART~~MUTUAL ~~STORES~~ INC EQUITIES ~~931142103~~939322103 63,~~766~~457 ~~117~~93,~~570~~181 SH Sole N/A ~~117~~93,~~570~~181 ~~WASHINGTON~~XTO ~~MUTUAL~~ENERGY ~~INC~~CORP EQUITIES ~~939322103~~98385X106 32,~~324~~177 ~~101~~105,~~661~~707 SH Sole N/A ~~101~~105,~~661~~707 ~~WIRELESS~~ZENIX ~~FACILITIES~~INCOME FD INC EQUITIES ~~97653A103~~989414107 ~~288~~86 4228,~~900~~963 SH Sole N/A 4228,~~900~~963 ~~XTO~~RADCOM ~~ENERGY~~LIMITED ~~CORP~~ EQUITIES ~~98385X106~~M81865103 ~~5,287~~118 ~~302~~169,~~156~~272 SH Sole N/A ~~302~~169,~~156~~272 ~~ZENIX~~FLEXTRONICS ~~INCOME~~INTERNATIONAL FDLTD ~~INC~~ EQUITIES ~~989414107~~Y2573F102 951,318 28184,~~963~~862 SH Sole N/A 28184,~~963~~862

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