13F-HR 1 dowd13fhr0902.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/02 Check here if Amendment [ ] ; Amendment Number: ___ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Fred L. Dowd Address: 104 South Wolcott, Suite 740 Casper, WY 82601 Form 13F File Number: 28-06153 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Fred L. Dowd Title: Registered Investment Advisor Phone: 307-234-2169 Fred L. Dowd Casper, Wyoming September 30, 2002 ___________________________ Report Type (check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 79 Form 13F Information Table Value Total: $44,056 (x 1000) List of Other Included Managers: N/A

FORM 13F INFORMATION TABLE NAME OF SECURITY CUSIP VALUE SH/PRN INVESTMENT OTHER VOTING AUTH ISSUER CLASS (x $1000) PUT/CALL DISCRETION MANAGERS SOLE ACM GOVERNMENT INCOME FUND EQUITIES 000912105 9093 11,300 SH Sole N/A 11,300 AOL TIME WARNER EQUITIES 00184A105 ~~358~~819 2470,~~404~~065 SH Sole N/A 2470,~~404~~065 ~~ACTION~~AT&T ~~PERFORMANCE~~CORPORATION COEQUITIES 001957109 264 22,015 SH Sole N/A 22,015 ADAPTEC INCORPORATED EQUITIES ~~004933107~~00651F108 ~~208~~44 610,~~590~~200 SH Sole N/A 610,~~590~~200 ADVANCEPCS EQUITIES 00790K109 ~~456~~305 1913,~~065~~580 SH Sole N/A 1913,~~065~~580 AIRTRAN HLDGS INCORPORATED EQUITIES 00949P108 ~~120~~68 2221,~~500~~900 SH Sole N/A 2221,~~500~~900 ALLERGAN INC EQUITIES 018490102 21,~~046~~543 3028,~~655~~380 SH Sole N/A 3028,~~655~~380 ALLIANT TECHSYSTEMS EQUITIES 018804104 ~~551~~494 87,~~645~~145 SH Sole N/A 87,~~645~~145 ALLIED CAP CORPORATION EQUITIES 01903Q108 ~~1,091~~794 4836,~~190~~305 SH Sole N/A 4836,~~190~~305 AMERICAN SELECT PORTFOLIO EQUITIES 029570108 ~~1,273~~752 9156,~~585~~157 SH Sole N/A 9156,~~585~~157 AMERISOURCEBERGEN CORP EQUITIES 03073E105 2,~~326~~403 3033,~~608~~648 SH Sole N/A 3033,~~608~~648 AMGEN INC EQUITIES 031162100 ~~494~~436 1110,~~815~~470 SH Sole N/A 1110,~~815~~470 ANALOG DEVICES INC EQUITIES 032654105 ~~1,052~~566 3528,~~446~~776 SH Sole N/A 3528,~~446~~776 ANHEUSER BUSCH EQUITIES 035229103 32,~~144~~946 6258,~~887~~237 SH Sole N/A 6258,~~887~~237 ARIAD PHARMACEUTICALS EQUITIES 04033A100 9673 23,240 SH Sole N/A 23,240 ATMEL CORP EQUITIES 049513104 ~~312~~187 49176,~~920~~770 SH Sole N/A 49176,~~920~~770 AVANEX CORP EQUITIES 05348W109 ~~116~~79 6058,~~296~~056 SH Sole N/A 6058,~~296~~056 ~~BLOCK~~BEST HBUY &COMPANY ~~R INC~~ EQUITIES ~~093671105~~086516101 ~~3,662 79,365 SH Sole N/A 79,365 BRUNSWICK CORP EQUITIES 117043109~~ 1,~~255~~218 4454,~~855~~600 SH Sole N/A 4454,~~855~~600 C & D TECHNOLOGIES INC EQUITIES 124661109 ~~390~~245 2116,~~685~~715 SH Sole N/A 2116,~~685~~715 CALPINE CORP EQUITIES 131347106 ~~283~~88 4035,~~372~~919 SH Sole N/A 4035,~~372~~919 CATERPILLAR INC EQUITIES 149123101 ~~450~~266 97,~~210~~160 SH Sole N/A 97,~~210~~160 ~~CENDANT~~CIENA CORPORATION EQUITIES ~~151313103~~171779101 ~~1,171~~59 7320,~~788~~060 SH Sole N/A 7320,~~788~~060 ~~CEPHEID EQUITIES 14570R107 55 10,000 SH Sole N/A 10,000~~ CISCO SYSTEMS INC EQUITIES 17275R102 ~~782~~542 5651,~~080~~786 SH Sole N/A 5651,~~080~~786 CONSTELLATION BRANDS EQUITIES 21036P108 ~~351~~230 109,980 SH Sole N/A 109,980 CORNING INCORPORATED EQUITIES 219350105 ~~103~~41 2926,~~045~~195 SH Sole N/A 2926,~~405~~195 CREE ~~RESEARCH~~ INC EQUITIES 225447101 2,~~601~~152 ~~196~~172,~~630~~214 SH Sole N/A ~~196~~172,~~630~~214 ESS TECHNOLOGY INC EQUITIES 269151106 ~~454~~131 2521,~~940~~460 SH Sole N/A 2521,~~940~~460 EARTHSHELL CORPORATION EQUITIES 27032B100 2515 22,000 SH Sole N/A 22,000 EMCOR GROUP INC EQUITIES 29084Q100 ~~393~~219 64,~~700~~425 SH Sole N/A 64,~~700~~425 ~~EQUITY OFFICE PROPERTIES TR EQUITIES 294741103 553 18,405 SH Sole N/A 18,405~~ EXXON MOBIL CORPORATION EQUITIES 30231G102 ~~246~~265 68,~~033~~330 SH Sole N/A 68,~~033~~330 FLIR SYSTEMS INC EQUITIES 302445101 ~~399~~249 97,~~515~~140 SH Sole N/A 97,~~515~~140 GENERAL ELECTRIC COMPANY EQUITIES 369604103 1,~~861~~988 6480,~~080~~651 SH Sole N/A 6480,~~080~~651 ~~GOLDMAN~~ICOS ~~SACHS~~CORPORATION ~~GROUP~~ EQUITIES ~~38141G104~~449295104 ~~371~~2,812 5134,~~069~~110 SH Sole N/A 5134,~~069~~110 ~~HOME~~ILOG ~~DEPOT~~S ~~INC EQUITIES 437076102 250 6,821 SH Sole N/~~A ~~6,821 HONEYWELL INTERNATIONAL~~ EQUITIES ~~438516106~~452360100 ~~2,028~~99 5733,~~565~~370 SH Sole N/A 5733,~~565~~370 ~~ICOS~~IMPERIAL ~~CORPORATION~~CREDIT INDUSTRIES EQUITIES ~~449295104~~452729AD8 2~~,419~~ ~~142~~50,~~645~~000 SH Sole N/A ~~142~~50,~~645~~000 ~~ILOG~~INFYNIA SCOM ACORPORATION EQUITIES ~~452360100~~45683L102 ~~204~~1 3620,~~209~~000 SH Sole N/A 3620,~~209~~000 ~~INFOCUS CORP EQUITIES 45665B106 214 18,250 SH Sole N/A 18,250~~ INTERNATIONAL RECTIFIER EQUITIES 460254105 21,~~737~~086 9369,~~897~~576 SH Sole N/A 9369,~~897~~576 IVAX CORPORATION EQUITIES 465823102 ~~410~~492 3740,~~966~~176 SH Sole N/A 3740,~~966~~176 JDS UNIPHASE CORP EQUITIES 46612J101 3021 1110,~~526~~859 SH Sole N/A 1110,~~526~~859 ~~JACO ELECTRONICS INC EQUITIES 469783104 54 11,550 SH Sole N/A 11,550~~ JOHNSON & JOHNSON EQUITIES 478160104 ~~890~~870 1716,~~042~~092 SH Sole N/A 1716,~~042~~092 KEITHLEY INSTRS INCORPORATED EQUITIES 487584104 ~~555~~405 3833,~~465~~365 SH Sole N/A 3833,~~465~~365 LEE ENTERPRISES INC EQUITIES 523768109 ~~221~~215 6,~~340~~555 SH Sole N/A 6,~~340~~555 LEHMAN BROTHERS HOLDINGS INC EQUITIES 524908100 ~~597~~335 96,~~555~~850 SH Sole N/A 96,~~555~~850 LENNAR CORPORATION EQUITIES 526057104 ~~1,124~~695 1812,~~375~~475 SH Sole N/A 1812,~~375~~475 LINCARE HLDGS INCORPORATED EQUITIES 532791100 ~~833~~794 25,~~810~~610 SH Sole N/A 25,~~810~~610 LUCENT TECHNOLOGIES INC EQUITIES 549463107 111 146,450 SH Sole N/A 146,450 MFS SPECIAL VALUE TRUST EQUITIES 55274E102 ~~414~~391 4854,~~525~~552 SH Sole N/A 4854,~~525~~552 ~~MICROSOFT~~METRO ~~CORPORATION~~ONE TELECOMMUNICATIONS EQUITIES ~~594918104~~59163F105 ~~242~~123 414,~~429~~500 SH Sole N/A 414,~~429~~500 MIDCAP 400 SPDRS TRUST EQUITIES 595635103 ~~264~~215 2,~~954~~904 SH Sole N/A 2,~~954~~904 NABI BIOPHARMACEUTICALS EQUITIES 629519109 9387 1916,~~750~~100 SH Sole N/A 1916,~~750~~100 ~~NASDAQ~~NAUTILUS ~~100~~GROUP ~~TRUST~~INC EQUITIES ~~631100104~~63910B102 1891 45,~~612~~740 61SH Sole N/A 45,~~792~~740 NEXTEL COMMUNICATIONS EQUITIES 65332V103 319 42,342 SH Sole N/A 6142,~~792~~342 NOKIA CORPORATION EQUITIES 654902204 146 11,085 SH Sole N/A 11,085 NOVELL INCORPORATED EQUITIES 670006105 5737 17,945 SH Sole N/A 17,945 OMNICOM GROUP INC EQUITIES 681919106 ~~757~~555 169,~~535~~975 SH Sole N/A 169,~~535~~975 OPENWAVE SYSTEMS INC EQUITIES 683718100 ~~360~~22 6436,~~300~~115 SH Sole N/A 6436,~~300~~115 OPTICARE HEALTH SYSTEMS EQUITIES 68386P105 2820 88,427 SH Sole N/A 88,427 ORACLE CORPORATION EQUITIES 68389X105 ~~291~~191 3024,~~800~~380 SH Sole N/A 3024,~~800~~380 PEREGRINE SYSTEMS INC EQUITIES 71366Q101 172 5744,777 SH Sole N/A 5744,777 PFIZER INC EQUITIES 717081103 ~~985~~760 2826,~~149~~214 SH Sole N/A 2826,~~149~~214 PLANTRONICS INCORPORATED EQUITIES 727493108 ~~737~~565 3834,~~785~~665 SH Sole N/A 3834,~~785~~665 ~~POLARIS~~POLYCOM ~~INDUSTIES~~ INC EQUITIES ~~731068102~~73172K104 ~~247~~160 323,~~800~~599 SH Sole N/A 323,~~800~~599 ~~POLYCOM~~PROVIDIAN ~~INC~~FINANCIAL EQUITIES ~~73172K104~~74406A102 ~~827~~136 6927,~~026~~900 SH Sole N/A 6927,~~026~~900 QAD INCORPORATED EQUITIES 74727D108 6436 2219,570 SH Sole N/A 2219,570 QUALCOMM INC EQUITIES 747525103 ~~560~~337 2012,~~405~~205 SH Sole N/A 2012,~~405~~205 REDWOOD TRUST INCORPORATED EQUITIES 758075402 ~~1,093~~574 3421,~~710~~010 SH Sole N/A 3421,~~710~~010 ~~S P D R TRUST UNIT SERIES 1 EQUITIES 78462F103 202 2,045 SH Sole N/A 2,045~~ SUN MICROSYSTEMS INC EQUITIES 866810104 85170 1765,~~050~~769 SH Sole N/A 1765,~~050~~769 SYMBOL TECHNOLOGIES INC EQUITIES 871508107 ~~941~~685 ~~110~~89,~~770~~420 SH Sole N/A ~~110~~89,~~770~~420 TITAN PHARMACEUTICALS EQUITIES 888314101 5221 1513,610 SH Sole N/A 1513,610 TOYS R US INCORPORATED EQUITIES 892335100 ~~470~~112 2611,~~955~~085 SH Sole N/A 2611,~~955~~085 TYCO INTERNATIONAL LIMITED EQUITIES 902124106 ~~407~~337 3023,~~174~~962 SH Sole N/A 3023,~~174~~962 ~~UTLRA PETE CORPORATION EQUITIES 903914109 79 10,500 SH Sole N/A 10,500~~ UNITED TECHNOLOGIES EQUITIES 913017109 ~~313~~271 4,~~610~~800 SH Sole N/A 4,~~610~~800 VASOMEDICAL INC EQUITIES 922321104 6940 26,200 SH Sole N/A 26,200 VERITY INC EQUITIES 92343C106 ~~394~~297 3529,~~592~~940 SH Sole N/A 3529,~~592~~940 WAL MART STORES INC EQUITIES 931142103 54,~~590~~284 ~~101~~87,~~623~~008 SH Sole N/A ~~101~~87,~~623~~008 ~~WASHINGTON MUTUAL INC EQUITIES 939322103 3,457 93,181 SH Sole N/A 93,181~~ XTO ENERGY CORP EQUITIES 98385X106 21,~~177~~962 ~~105~~95,~~707~~207 SH Sole N/A ~~105~~95,~~707~~207 ZENIX INCOME FD INC EQUITIES 989414107 8675 28,963 SH Sole N/A 28,963 RADCOM LIMITED EQUITIES M81865103 ~~118~~101 ~~169~~151,~~272~~472 SH Sole N/A ~~169~~151,~~272~~472 FLEXTRONICS INTERNATIONAL ~~LTD~~ EQUITIES Y2573F102 1,~~318~~579 ~~184~~226,~~862~~597 SH Sole N/A ~~184~~226,~~862~~597

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