13F-HR 1 dowd13fhr0903.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/03 Check here if Amendment [ ] ; Amendment Number: ___ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Fred L. Dowd Address: 104 South Wolcott, Suite 740 Casper, WY 82601 Form 13F File Number: 28-06153 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Fred L. Dowd Title: Registered Investment Advisor Phone: 307-234-2169 Fred L. Dowd Casper, Wyoming September 30, 2003 ___________________________ Report Type (check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 99 Form 13F Information Table Value Total: $68,378 (x 1000) List of Other Included Managers: N/A

FORM 13F INFORMATION TABLE NAME OF SECURITY CUSIP VALUE SH/PRN INVESTMENT OTHER VOTING AUTH ISSUER CLASS (x $1000) PUT/CALL DISCRETION MANAGERS SOLE ~~ACM~~ADC ~~GOVERNMENT~~TELECOMMUNICATIONS ~~INCOME~~INC ~~FUND~~ EQUITIES ~~000912105~~000886101 ~~107~~137 1159,~~300~~000 SH Sole N/A 1159,~~300~~000 ~~ADAPTEC~~ACM ~~INCORPORATED~~GOVERNMENT INCOME FUND EQUITIES ~~00651F108~~000912105 8192 1011,~~200~~300 SH Sole N/A 1011,~~200~~300 ~~ADVANCEPCS~~AASTROM BIOSCIENCES EQUITIES ~~00790K109~~00253U107 ~~314~~14 810,~~235~~000 SH Sole N/A 810,~~235~~000 ~~AIRTRAN~~ADAPTEC ~~HLDGS~~ INCORPORATED EQUITIES ~~00949P108~~00651F108 ~~217~~77 2010,~~750~~200 SH Sole N/A 2010,~~750~~200 ALLERGAN INC EQUITIES 018490102 1,~~444~~398 1817,~~730~~760 SH Sole N/A 1817,~~730~~760 ~~ALLIANT TECHSYSTEMS EQUITIES 018804104 205 3,950 SH Sole N/A 3,950~~ THE ALLSTATE CORPORATION QUITITES 020002101 ~~386~~309 108,~~840~~470 SH Sole N/A 108,~~840~~470 AMERISOURCEBERGEN CORP EQUITIES 03073E105 ~~1,369~~984 1918,~~753~~223 SH Sole N/A 1918,~~753~~223 AMGEN INC EQUITIES 031162100 ~~540~~528 8,195 SH Sole N/A 8,195 ANALOG DEVICES INC EQUITIES 032654105 ~~718~~776 20,~~631~~431 SH Sole N/A 20,631 ANHEUSER BUSCH EQUITIES 035229103 21,~~209~~947 4339,~~282~~480 SH Sole N/A 4339,~~282~~480 ANSWERTHINK INC EQUITIES 036916104 49 15,500 SH Sole N/A 15,500 APACHE CORPORATION EQUITIES 037411105 12,~~975~~058 3029,~~360~~685 SH Sole N/A 3029,~~360~~685 ARIAD PHARMACEUTICALS EQUITIES 04033A100 ~~126~~210 2835,~~840~~040 SH Sole N/A 2835,~~840~~040 ATMEL CORP EQUITIES 049513104 ~~975~~1,540 383,~~880~~585 SH Sole N/A 383,~~880~~585 AVANEX CORP EQUITIES 05348W109 ~~214~~274 5456,~~350~~615 SH Sole N/A 5456,~~350~~615 BERKSHIRE HATHAWAY EQUITIES 084670207 2,~~476~~303 ~~1,019~~923 SH Sole N/A ~~1,019~~923 BEST BUY COMPANY EQUITIES 086516101 1,~~376~~331 3128,~~335~~020 SH Sole N/A 3128,~~335~~020 BROCADE COMMUNICATIONS SYS EQUITIES 111621AB4 56 65,000 SH Sole N/A 65,000 BUCA INCORPORATED EQUITIES 117769109 ~~100~~88 17,~~345~~000 SH Sole N/A 17,~~345~~000 C & D TECHNOLOGIES INC EQUITIES 124661109 ~~184~~234 12,~~875~~375 SH Sole N/A 12,~~875~~375 CMGI INCORPORATED EQUITIES 125750109 ~~104~~323 69209,252 SH Sole N/A 69209,252 CALPINE CORP EQUITIES 131347106 ~~248~~140 3728,~~639~~752 SH Sole N/A 3728,~~639~~752 CAPITAL ONE FINANCIAL CORP EQUITIES 14040H105 ~~459 9~~1,~~350~~231 ~~SH Sole N/A 9~~21,~~350~~595 ~~CEPHEID EQUITIES 15670R107 49 10,000~~ SH Sole N/A 1021,~~000~~595 CHORDIANT SOFTWARE EQUITIES 170404107 ~~174~~202 9367,000 SH Sole N/A 9367,000 CIENA CORPORATION EQUITIES 171779101 ~~167~~236 3240,360 SH Sole N/A 3240,360 CISCO SYSTEMS INC EQUITIES 17275R102 1,~~328~~442 7973,~~122~~622 SH Sole N/A 7973,~~122~~622 CORNING INCORPORATED EQUITIES 219350105 ~~179~~199 2421,~~260~~160 SH Sole N/A 2421,~~260~~160 COUNTRYWIDE FINANCIAL CORP EQUITIES 222372104 837 10,700 SH Sole N/A 10,700 CREE INC EQUITIES 225447101 12,~~982~~128 ~~122~~114,~~000~~950 SH Sole N/A ~~122~~114,~~000~~950 DELL COMPUTER EQUITIES 247025109 ~~356~~389 11,~~186~~646 SH Sole N/A 11,~~186~~646 E M C CORPORATION EQUITIES 268648102 12,~~795~~037 ~~171~~161,~~495~~350 SH Sole N/A ~~171~~161,~~495~~350 ESS TECHNOLOGY INC EQUITIES 269151106 ~~147~~152 1514,140 SH Sole N/A 1514,140 ~~EARTHSHELL~~E ~~CORPORATION~~TRADE GROUP INC EQUITIES ~~27032B100~~269246104 91,306 22141,~~000~~085 SH Sole N/A 22141,~~000~~085 ERESEARCHTECHNOLOGY EQUITIES 29481V108 ~~368~~301 168,~~500~~700 SH Sole N/A 168,~~500~~700 EXTREME NETWORKS INC EQUITIES 30226D106 6592 1214,~~500~~650 SH Sole N/A 1214,~~500~~650 EXXON MOBIL CORPORATION EQUITIES 30231G102 ~~250~~255 6,973 SH Sole N/A 6,973 ~~FRIEDMANS INC EQUITIES 358438109 380 33,470 SH Sole N/A 33,470~~ GENERAL ELECTRIC COMPANY EQUITIES 369604103 1,~~479~~443 5148,~~583~~433 SH Sole N/A 5148,~~583~~433 GLOBAL HIGH INCOME DLR FD EQUITIES 37933G108 ~~323~~293 1917,~~613~~113 SH Sole N/A 1917,~~613~~113 HARLEY DAVIDSON INC EQUITIES 412822108 ~~375~~357 97,415 SH Sole N/A 97,415 HOME DEPOT EQUITIES 437076102 ~~291~~328 810,~~795~~325 SH Sole N/A 810,~~795~~325 ICOS CORPORATION EQUITIES 449295104 4,~~129~~446 ~~111~~115,~~992~~937 SH Sole N/A ~~111~~115,~~992~~937 ILOG S A EQUITIES 452360100 ~~198~~232 2321,660 SH Sole N/A 2321,660 INTERNATIONAL RECTIFIER EQUITIES 460254105 1,~~322~~778 4947,~~298~~508 SH Sole N/A 4947,~~298~~508 IVAX CORPORATION EQUITIES 465823102 ~~498~~443 2722,~~932~~606 SH Sole N/A 2722,~~932~~606 JDS UNIPHASE CORP EQUITIES 46612J101 ~~575~~626 ~~164~~173,~~638~~986 SH Sole N/A ~~164~~173,~~638~~986 J P MORGAN CHASE & COMPANY EQUITIES 46625H100 ~~273~~343 810,000 SH Sole N/A 810,000 ~~JANUS CAP GROUP INC EQUITIES 47102X105 796 48,580 SH Sole N/A 48,580~~ KEITHLEY INSTRS INCORPORATED EQUITIES 487584104 ~~264~~224 1815,~~280~~880 SH Sole N/A 1815,~~280~~880 LA QUINTA CORPORATION EQUITIES 50419U202 ~~150~~116 3518,~~000~~700 SH Sole N/A 3518,~~000~~700 ~~LENNAR~~LEVEL ~~CORPORATION~~3 COMMUNICATIONS EQUITIES 526057104 ~~642~~60 811,~~985~~150 SH Sole N/A 811,~~985~~150 LIBERTY MEDIA CORP EQUITIES 549463107 1,~~320~~070 ~~114~~107,~~240~~330 SH Sole N/A ~~114~~107,~~240~~330 LINCARE HLDGS INCORPORATED EQUITIES 532791100 ~~552~~639 17,470 SH Sole N/A 17,470 LUCENT TECHNOLOGIES INC EQUITIES 549463107 338 ~~164~~156,~~638~~876 SH Sole N/A ~~164~~156,~~638~~876 MFS SPECIAL VALUE TRUST EQUITIES 55274E102 ~~446~~387 4540,~~889~~907 SH Sole N/A 4540,~~889~~907 MASCO CORPORATION EQUITIES 574599106 ~~860~~1,187 3648,~~060~~510 SH Sole N/A 3648,~~060~~510 MEDALLION FINANCIAL CORP EQUITIES 583928106 ~~388~~320 5550,~~686~~886 SH Sole N/A 5550,~~686~~886 MICREL INCORPORATED EQUITIES 594793101 121 10,000 SH Sole N/A 10,000 MICROSOFT CORP EQUITIES 594918104 ~~246~~251 9,~~616~~046 SH Sole N/A 9,~~616~~046 MICRON TECHNOLOGY INC EQUITIES 595112103 669 49,875 SH Sole N/A 49,875 MIDCAP 400 SPDRS TRUST EQUITIES 595635103 1,~~666~~729 18,~~993~~532 SH Sole N/A 18,~~993~~532 MOTOROLA INCORPORATED EQUITIES 620076109 ~~103~~132 11,~~000~~100 SH Sole N/A 11,~~000~~100 NCO GROUP INCORPORATED EQUITIES 628858102 ~~280~~365 15,645 SH Sole N/A 15,645 NABI BIOPHARMACEUTICALS EQUITIES 629519109 97102 1412,100 SH Sole N/A 1412,100 NASDAQ 100 TRUST EQUITIES 631100104 ~~573~~638 19,~~159~~691 SH Sole N/A 19,~~159~~691 NAUTILUS GROUP INC EQUITIES 63910B102 ~~740~~669 5953,~~700~~025 SH Sole N/A 5953,~~700~~025 ~~NORTEL~~NETIQ ~~NETWORKS~~CORPORATION EQUITIES ~~656568102~~64115P102 ~~194~~449 7137,~~695~~660 SH Sole N/A 7137,~~695~~660 ~~NVIDIA~~NORTEL ~~CORPORATION~~NETWORKS EQUITIES ~~67066G104~~656568102 ~~219~~529 9128,~~600~~695 SH Sole N/A 9128,~~600~~695 ~~NUVELO~~NVIDIA ~~INCORPORATED~~CORPORATION EQUITIES ~~67072M103~~67066G104 35440 1727,~~500~~600 SH Sole N/A 1727,~~500~~600 OPENWAVE SYSTEMS INC EQUITIES 683718100 52109 26,115 SH Sole N/A 26,115 OPLINK COMMUNICATIONS EQUITIES 68375Q106 ~~295~~827 ~~166~~325,~~070~~300 SH Sole N/A ~~166~~325,~~070~~300 OPTICARE HEALTH SYSTEMS EQUITIES 68386P105 4558 88,427 SH Sole N/A 88,427 ORACLE CORPORATION EQUITIES 68389X105 ~~756~~678 6260,~~954~~284 SH Sole N/A 6260,~~954~~284 ~~PEPSI~~ORTHOLOGIC ~~BOTTLING~~CORPORATION ~~GROUP~~ EQUITIES ~~713409100~~68750J107 ~~1,260~~100 6218,~~980~~500 SH Sole N/A 6218,~~980~~500 PETROCHINA COMPANY LIMITED EQUITIES 71646E100 2,~~188~~314 7268,~~455~~995 SH Sole N/A 7268,~~455~~995 PFIZER INC EQUITIES 717081103 1,~~593~~331 4643,~~651~~836 SH Sole N/A 4643,~~651~~836 PLANTRONICS INCORPORATED EQUITIES 727493108 ~~262~~257 1210,~~100~~785 SH Sole N/A 1210,~~100~~785 ~~POLYCOM~~POLYMEDICA ~~INC~~CORPORATION EQUITIES ~~73172K104~~731738100 90442 1116,~~150~~700 SH Sole N/A 1116,~~150~~700 PROVIDIAN FINANCIAL EQUITIES 74406A102 1,~~155~~362 ~~124~~115,~~790~~565 SH Sole N/A ~~124~~115,~~790~~565 PROXIM CORPORATION EQUITIES 744283102 76 50,944 SH Sole N/A 50,944 QAD INCORPORATED EQUITIES 74727D108 ~~117~~171 15,840 SH Sole N/A 15,840 QUALCOMM INC EQUITIES 747525103 ~~334~~384 9,~~315~~235 SH Sole N/A 9,~~315~~235 REDWOOD TRUST INCORPORATED EQUITIES 758075402 ~~713~~905 1721,~~883~~358 SH Sole N/A 1721,~~883~~358 SONIC SOLUTIONS EQUITIES 835460106 ~~240~~747 2753,~~880~~535 SH Sole N/A 2753,~~880~~535 ~~SONICWALL~~SUN MICROSYSTEMS INC EQUITIES ~~835470105~~866810104 ~~226~~457 46138,~~630~~014 SH Sole N/A 46138,~~630~~014 ~~SONUS~~SYMBOL ~~NETWORKS~~TECHNOLOGIES INC EQUITIES ~~835916107~~871508107 ~~160~~275 3323,~~200~~027 SH Sole N/A 3323,~~200~~027 ~~SUN~~TAIWAN ~~MICROSYSTEMS~~SEMICONDUCTOR ~~INC~~MFG EQUITIES ~~866810104~~874039100 ~~972~~116 ~~209~~10,~~044~~797 SH Sole N/A ~~209~~10,~~044~~797 ~~SYMBOL~~TEMPLETON ~~TECHNOLOGIES~~DRAGON ~~INC~~FUND EQUITIES ~~871508107~~88018T101 ~~309 23~~1,~~777~~023 ~~SH Sole N/A 23~~72,~~777~~695 ~~TAIWAN SEMICONDUCTOR MFG EQUITIES 874039100 100 10,000~~ SH Sole N/A 1072,~~000~~695 TITAN PHARMACEUTICALS EQUITIES 888314101 2526 10,610 SH Sole N/A 10,610 TOLL BROTHERS INC EQUITIES 889478103 ~~280~~240 97,900 SH Sole N/A 97,900 UNITED PANAM FINANCIAL EQUITIES 911301109 ~~307~~294 2416,~~885~~900 SH Sole N/A 2416,~~885~~900 UNITED TECHNOLOGIES EQUITIES 913017109 ~~254~~278 3,600 SH Sole N/A 3,600 UTSTARCOM INCORPORATED EQUITIES 918076100 ~~399~~376 11,~~216~~853 SH Sole N/A 11,~~216~~853 ~~VALUECLICK INC EQUITIES 92046N102 553 91,400 SH Sole N/A 91,400~~ VASOMEDICAL INC EQUITIES 922321104 3123 25,200 SH Sole N/A 25,200 WAL MART STORES INC EQUITIES 931142103 34,~~894~~963 7288,~~560~~880 SH Sole N/A 7288,~~560~~880 WYETH EQUITIES 983024100 ~~227~~201 4,~~995~~365 SH Sole N/A 4,~~995~~365 XTO ENERGY CORP EQUITIES 98385X106 1,~~106~~040 5549,~~011~~560 SH Sole N/A 5549,~~011~~560 ZENIX INCOME FD INC EQUITIES 989414107 ~~105~~95 25,863 SH Sole N/A 25,863 BUNGE LIMITED EQUITIES G16962105 ~~356~~455 1216,~~475~~565 SH Sole N/A 1216,~~475~~565 RADCOM LIMITED EQUITIES M81865103 ~~139~~152 ~~139~~133,~~772~~872 SH Sole N/A ~~139~~133,~~772~~872 FLEXTRONICS INTERNATIONAL EQUITIES Y2573F102 12,~~673~~151 ~~160~~151,~~437~~312 SH Sole N/A ~~160~~151,~~437~~312

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