4//SEC Filing
COOPER RICHARD N 4
Accession 0001129633-04-000080
CIK 0001129633other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 8:38 AM ET
Size
8.4 KB
Accession
0001129633-04-000080
Insider Transaction Report
Form 4
COOPER RICHARD N
Director
Transactions
- Award
Restricted Stock Units
2004-10-01+1,079.655→ 4,757.943 totalExercise: $0.00→ Common Stock (1,079.655 underlying)
Holdings
- 13,700
Stock Option (Right to Buy)
Exercise: $16.20From: 2003-06-25→ Common Stock (13,700 underlying) - 71
Common Stock
Footnotes (2)
- [F1]In accordance with the Company's 2003 Restricted Stock Unit and Long-Term Incentive Plan as approved by the shareholders, the Reporting Person received the reported Restricted Stock Units ('RSUs') as a portion of the Reporting Person's compensation as a member of the Board of Directors. Each RSU represents the right to receive one share of common stock and the underlying shares of common stock will be issued, without consideration, on the later of (a) the Reporting Person's retirement from the Board of Directors or (b) June 26, 2006.
- [F2]The options may be exercised until the earlier of: (i) three years after the termination of service on the board of directors; or (ii) the tenth anniversary of the date the option was granted.
Documents
Issuer
PHOENIX COMPANIES INC/DE
CIK 0001129633
Entity typeother
Related Parties
1- filerCIK 0001209889
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 8:38 AM ET
- Size
- 8.4 KB