13F-HR 1 s11-9186_13fhr.txt AUSTIN INVESTMENT MANAGEMENT, INC., FORM 13-F/HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Austin Investment Management Inc Address: 520 Madison Avenue, 28th Floor New York, NY 10022 Form 13F File Number: 28-11945 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Zoe Vlachos Title: Chief Compliance Officer Phone: 212-461-6309 Signature, Place, and Date of Signing: s/Zoe Vlachos New York, NY May 15, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | | 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- [Repeat as necessary.] FORM 13F SUMMARY PAGE REPORT SUMMARY Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 79 Form 13F Information Table Value Total: $73,143 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- [Repeat as necessary.]

Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 ~~Column 8~~ -------- --------- -------- -------- -------- ---------- -------- ~~--------~~ Value SHRS OR SH/ Investment ~~Other~~ Voting Authority Name of Issuer Title of Class CUSIP (x1000) PRN AMT PRN Discretion ~~Managers~~ Sole ~~Shared~~ None -------------- -------------- --------- ------- ------- --- --------- --------- ------- ~~-------~~3M ~~-----~~COMPANY ~~3m Co.~~ COM 88579Y101 ~~1075~~$ ~~12750~~1,489 ~~SOLE X AT&T~~29,945 ~~Inc.~~SH ~~COM~~Sole ~~00206R102~~25,820 ~~1048~~4,125 ~~25240~~$ ~~SOLE~~329 X6,610 ~~Abb~~SH ~~Ltd.~~Defined ~~SPONSORED~~6,610 ~~ADR~~ABBOTT ~~000375204~~LABS ~~251 8700 SOLE X Abbott Laboratories~~ COM 002824100 ~~2043~~$ ~~36401~~1,653 ~~SOLE~~34,664 XSH ~~Altria~~Sole ~~Group~~26,956 ~~Inc~~7,708 ~~COM~~$ ~~02209S103~~151 ~~5943~~3,149 ~~78635~~SH ~~SOLE~~Defined X3,149 ~~American~~ANADARKO ~~Express~~PETE CoCORP COM ~~025816109 2533 48700 SOLE X American Intl. Group COM 026874107 209 3591 SOLE X Ameron International Corp COM 030710107 4414 47905 SOLE X Anadarko Petroleum COM~~ 032511107 ~~169~~$ ~~2575~~453 ~~SOLE~~11,650 XSH ~~Apple~~Sole ~~Computer~~2,050 ~~Inc.~~9,600 ~~COM~~$ ~~037833100~~23 ~~198~~600 ~~1000~~SH ~~SOLE~~Defined X600 ~~Applied~~ANGLO ~~Materials~~AMERICAN ~~Inc.~~PLC ~~COM 038222105 168 9500 SOLE X Applied Materials Inc. COM 038222105 781 44000 SHARED~~-~~DEFINED~~ XADR ~~Aqua~~ADR ~~America~~NEW ~~Inc.~~03485P201 ~~COM~~$ ~~03836W103~~657 ~~877~~77,000 ~~41392~~SH ~~SOLE~~Defined X77,000 ~~Arch~~AT&T ~~Coal~~CORP ~~Inc~~ COM ~~039380100~~00206R102 ~~251~~$ ~~5600~~373 ~~SOLE~~14,791 XSH ~~Avx~~Sole ~~Corp~~8,189 ~~New~~6,602 ~~COM~~$ ~~002444107~~31 ~~1065~~1,226 ~~79400~~SH ~~SOLE~~Defined X1,226 ~~Avx~~APPLIED ~~Corp~~MATERIALS ~~New~~INC COM ~~002444107~~038222105 ~~537~~$ ~~40000~~280 ~~SHARED-DEFINED~~26,000 XSH BPDefined ~~Plc-Spons~~26,000 ~~Adr~~BRISTOL ~~SPONSORED~~MYERS ~~ADR~~SQUIBB ~~055622104 163 2234 SOLE X Baker Hughes Inc.~~ COM ~~057224107~~110122108 ~~8757~~$ ~~107982~~1,773 ~~SOLE~~80,873 XSH ~~Bank~~Sole Of70,573 ~~America~~10,300 ~~Corp.~~$ ~~COM~~409 ~~060505104~~27,306 ~~847~~SH ~~20530~~Defined ~~SOLE~~18,665 XBURLINGTON ~~Bank of NY Mellon Corp~~NO.SANTA ~~COM~~FE ~~064058100 313 6435 SOLE X Berkshire Hathaway Inc. CL A 084990175 6372 45 SOLE X Berkshire Hathaway Inc. CL B 084670207 118 25 SOLE X Boston Scientific Corp~~ COM ~~101137107 116 10000 SHARED-DEFINED X Bristol Myers Squibb Co COM 110122108 4051 152760 SOLE X Bristol Myers Squibb Co COM 110122108 1074 40500 SHARED-DEFINED X Burlington Northern Inc. COM~~ 12189T104 ~~5068~~$ ~~60895~~3,166 ~~SOLE~~56,778 XSH ~~Burlington~~Sole ~~Northern~~43,087 ~~Inc.~~9,550 ~~COM~~$ ~~12189T104~~1,341 ~~208~~22,291 ~~2500~~SH ~~SHARED-DEFINED~~Defined X22,291 ~~California~~CALPINE ~~Wtr~~CORP ~~Svc Grp~~ COM ~~130788102~~NEW ~~144~~131347304 ~~3900~~$ ~~SOLE~~255 X37,400 ~~Cameron~~SH ~~International~~Defined ~~Corp.COM~~37,400 ~~13342B105~~CHEVRON ~~134~~CORPORATION ~~2800 SOLE X Chevron Corp New~~ COM 166764100 ~~7003~~$ ~~75042~~2,724 ~~SOLE~~40,516 XSH ~~Chicago~~Sole ~~Bdge&Iron~~37,369 NY3,147 ~~Reg.~~$ NY1,811 ~~REGISTRY~~26,928 SH ~~167250109~~Defined ~~11175~~26,928 ~~184900~~CISCO ~~SOLE~~SYS XINC ~~Chicago~~COM ~~Bdge&Iron~~17275R102 NY$ ~~Reg.~~2,920 NY174,123 ~~REGISTRY~~ SH ~~167250109~~Sole ~~604~~174,123 ~~10000~~$ ~~SHARED-DEFINED~~65 X3,858 ~~Cincinnati~~SH ~~Financial~~Defined ~~Corp~~3,858 ~~COM~~COLGATE ~~172062101~~PALMOLIVE ~~108~~CO ~~2756 SOLE X Cisco Systems~~ COM ~~17275R102~~194162103 ~~5231~~$ ~~193264~~223 ~~SOLE~~3,780 XSH ~~Colgate~~Sole ~~Palmolive~~980 Co2,800 ~~COM~~$ ~~194162103~~94 ~~420~~1,600 ~~5393~~SH ~~SOLE~~Defined X1,600 ~~Conocophillips~~CONOCOPHILLIPS COM 20825C104 ~~2389~~$ ~~27059~~343 ~~SOLE~~8,759 XSH ~~Consolidated~~Sole ~~Edison~~4,984 ~~Inc~~3,775 .CONSOLIDATED EDISON COM 209115104 ~~1501~~$ ~~30725~~763 ~~SOLE~~19,285 XSH ~~Corning~~Sole ~~Inc.~~15,885 ~~COM~~3,400 ~~219350105~~$ ~~349~~339 ~~14550~~8,540 ~~SOLE~~SH XDefined ~~Costco~~8,540 ~~Wholesale~~COVIDIEN ~~Corp.~~LTD COM ~~22160K105~~G2552X108 ~~460~~$ ~~6600~~615 ~~SOLE~~18,500 XSH ~~Covanta~~Defined ~~Holding~~18,500 ~~Corp.~~DIAGEO ~~COM 22282E102 272 9847 SOLE X Devon Energy Corp New COM 25179M103 114 1290 SOLE X Diageo~~ PLC-ADR ~~SPONSORED~~SPON ADR NEW 25243Q205 ~~1029~~$ ~~12000~~671 ~~SHARED-DEFINED~~15,000 XSH ~~Duke~~Defined ~~Power~~15,000 CoENCANA ~~New~~CORP COM ~~26441C105~~292505104 ~~3092~~$ ~~153298~~4,817 ~~SOLE~~118,621 XSH ~~East~~Sole ~~Group~~98,321 ~~Properties~~20,300 ~~Inc~~$ ~~COM~~2,782 ~~277276101~~68,500 ~~293~~SH ~~7000~~Defined ~~SOLE~~68,500 XEXXON ~~EasyLink~~MOBIL ~~Svcs~~CORP ~~Intl Corp CL A 277858106 1789 582930 SOLE X Encana Corp.~~ COM ~~292505104~~30231G102 ~~11635~~$ ~~171204~~2,921 ~~SOLE~~42,898 XSH ~~Encana~~Sole ~~Corp.~~39,495 ~~COM~~3,403 ~~292505104~~$ ~~2650~~180 ~~39000~~2,636 ~~SHARED-DEFINED~~SH XDefined ~~Essex~~2,636 ~~Ppty~~FPL TrGROUP ~~Inc~~INC COM ~~297178105~~302571104 ~~312~~$ ~~3200~~209 ~~SOLE~~4,120 XSH ~~Exelon~~Sole ~~Corp.~~4,120 ~~COM~~$ ~~30161N101~~41 ~~298~~800 ~~3654~~SH ~~SOLE~~Defined X800 ~~Exxon~~FAIRFAX ~~Mobil~~FINANCIAL ~~Corp.~~HOLDING ~~COM 30231G102 4308 45990 SOLE X Fairfax Financial Holdings~~ SUB VTG 303901102 ~~858~~$ ~~3000~~1,042 ~~SHARED-DEFINED~~4,000 XSH ~~Finisar~~Defined ~~Corp~~4,000 ~~COM~~FOMENTO ~~31787A101~~ECON-ADR ~~172~~SPON ~~118800~~ADR ~~SOLE~~UNITS X344419106 ~~Fording~~$ ~~Canadian~~807 ~~Coal~~32,000 TRSH ~~UNIT~~Defined ~~345425102~~32,000 ~~510~~GOLD ~~13200~~FIELDS ~~SOLE X Fording Canadian Coal TR UNIT 345425102 1216 31500 SOLE X Fpl Group Inc. COM 302571104 361 5320 SHARED~~LTD-~~DEFINED~~ADR XSPONSORED ~~General~~ADR ~~Electric~~38059T106 Co$ ~~COM~~249 ~~369604103~~22,000 ~~226~~SH ~~6100~~Defined ~~SOLE~~22,000 XHOME ~~General~~DEPOT ~~Electric~~INC Co COM ~~369604103 667 18000 SHARED-DEFINED X Golar Lng Ltd SHS G9456A100 885 40000 SHARED-DEFINED X Home Depot~~ COM 437076102 ~~829~~$ ~~30775~~635 ~~SOLE~~26,950 XSH ~~Honeywell~~Sole ~~Inc~~24,450 ~~COM~~2,500 ~~438516106~~$ ~~7667~~49 ~~124530~~2,100 ~~SOLE~~SH XDefined ~~IBM~~2,100 ~~Corp~~INTL. ~~COM~~BUSINESS ~~459200101~~MACHINES ~~6399 59202 SOLE X Intel Corp.~~ COM ~~458140100~~459200101 ~~130~~$ ~~4885~~5,203 ~~SOLE~~53,695 XSH ~~Intel~~Sole ~~Corp.~~38,245 ~~COM~~15,450 ~~458140100~~$ ~~1066~~688 ~~40000~~7,100 ~~SHARED-DEFINED~~SH XDefined ~~Johnson~~7,100 JOHNSON & ~~Johnson~~JOHNSON COM 478160104 ~~1676~~$ ~~25130~~1,244 ~~SOLE~~23,650 XSH ~~LMI~~Sole ~~Aerospace~~16,550 ~~Inc.~~7,100 ~~COM~~$ ~~502079106~~1,215 ~~159~~23,100 ~~6000~~SH ~~SOLE~~Defined X23,100 ~~Level~~LEUCADIA 3NATL ~~Communications~~ COM ~~52729N100~~527288104 ~~477~~$ ~~157100~~372 ~~SOLE~~25,000 XSH ~~Liberty~~Defined ~~Media-Interactive~~25,000 ~~COM~~NASDAQ ~~53071M104~~STOCK ~~286~~MAR ~~15000~~COM ~~SHARED-DEFINED~~631103108 X$ ~~Merck~~431 &22,000 CoSH ~~Inc.~~Defined ~~COM~~22,000 ~~589331107~~NATIONAL ~~232~~OILWELL ~~4000~~VARCO ~~SOLE X Microsoft Corp~~INC. COM ~~594918104~~637071101 ~~6916~~$ ~~19429~~663 ~~SOLE~~23,106 XSH ~~Mueller~~Sole ~~Water~~12,479 ~~Products~~10,627 ~~COM~~$ ~~SER~~59 A2,058 ~~624758108~~SH ~~286~~Defined ~~30000~~2,058 ~~SHARED-DEFINED~~NEWMONT XMINING ~~Nabors~~CORP ~~Industries~~COM ~~Inc.~~651639106 ~~SHS~~$ ~~G6359F103~~895 ~~197~~20,000 ~~7200~~SH ~~SOLE~~Defined X20,000 ~~Nexen~~NEXEN ~~Inc~~INC. COM 65334H102 ~~904~~$ ~~28000~~135 ~~SOLE~~8,000 XSH ~~News~~Sole ~~Corp. CL A 65248E104 615 30000 SHARED~~-~~DEFINED~~ X8,000 ~~Noble~~$ ~~Corporation~~339 ~~SHS~~20,000 ~~G65422100~~SH ~~7526~~Defined ~~133180~~20,000 ~~SOLE~~ONEOK XPARTNERS ~~Novell Inc. COM 670006105 568 82800 SOLE X Oneok Partners~~ LP UNIT LTD PARTN 68268N103 ~~3622~~$ ~~59150~~1,334 ~~SOLE~~32,833 XSH ~~Oracle~~Sole ~~Systems~~32,033 ~~Corp~~800 ~~COM~~$ ~~68389X105~~229 ~~1129~~5,634 ~~50000~~SH ~~SOLE~~Defined X5,634 ~~PPL~~PFIZER ~~Corporation~~INC COM ~~69351T106~~717081103 ~~104~~$ ~~2000~~2,888 ~~SOLE~~212,048 XSH ~~Peabody~~Sole ~~Energy~~150,578 ~~Corp.~~61,470 ~~COM~~$ ~~704549104~~230 ~~351~~16,847 ~~5700~~SH ~~SOLE~~Defined ~~X Pepsico~~16,847 ~~Inc.~~PHILIP ~~COM~~MORRIS ~~713448108~~INTL ~~1256~~INC ~~16558~~COM ~~SOLE X Pfizer Inc~~ COM ~~717081103~~718172109 ~~512~~$ ~~22561~~2,930 ~~SOLE~~82,359 XSH ~~Pinnacle~~Sole ~~West~~63,304 ~~Capital~~19,055 ~~Corp~~$ ~~COM~~1,343 ~~723484101~~37,750 ~~106~~SH ~~2500~~Defined ~~SOLE~~37,750 XPROCTER ~~Procter~~ & ~~Gamble~~GAMBLE ~~Co.~~ COM 742718109 ~~1522~~$ ~~20739~~954 ~~SOLE~~20,256 XSH ~~Reading~~Sole ~~International~~19,471 CL785 A$ ~~755408101~~28 ~~485~~585 ~~48600~~SH ~~SOLE~~Defined X585 ~~Rio~~QUALCOMM ~~Tinto~~INC ~~PLC SPONSORED ADR 767204100 630 1500 SHARED-DEFINED X Rockwell Automation Inc.~~ COM ~~773903109~~747525103 ~~289~~$ ~~4200~~52 ~~SOLE~~1,340 XSH ~~Schering~~Sole ~~Plough~~1,340 ~~Corp~~$ ~~W/Rts~~195 ~~COM~~5,000 ~~806605101~~SH ~~8340~~Defined ~~313100~~5,000 ~~SOLE~~SANOFI-AVENTIS-ADR XSPONSORED ~~Schering~~ADR ~~Plough~~80105N105 ~~Corp~~$ ~~W/Rts~~1,033 ~~COM~~37,000 ~~806605101~~SH ~~1172~~Defined ~~44000~~37,000 ~~SHARED-DEFINED~~SCHERING XPLOUGH ~~Schlumberger~~CORP ~~Ltd~~ COM ~~806857108 3387 34441 SOLE X Spectra Energy Corp.~~ COM ~~847560109~~806605101 ~~2464~~$ ~~95442~~2,661 ~~SOLE~~112,975 XSH ~~Spectra~~Sole ~~Energy~~81,325 ~~Corp.~~31,650 ~~COM~~$ ~~847560109~~225 ~~904~~9,550 ~~35000~~SH ~~SHARED-DEFINED~~Defined X9,550 ~~Spectra~~SCHLUMBERGER ~~Energy~~LTD ~~Partners LP~~ COM ~~84756N109~~806857108 ~~362~~$ ~~15140~~1,320 ~~SOLE~~32,485 XSH ~~St.~~Sole ~~Joe~~22,185 ~~Company~~10,300 ~~COM~~$ ~~790148100~~441 ~~1381~~10,866 ~~38900~~SH ~~SOLE~~Defined X10,866 ~~St.~~SPDR ~~Joe~~GOLD ~~Company~~TRUST ~~COM~~GOLD ~~790148100~~SHS ~~176~~78463V107 ~~5000~~$ ~~SHARED-DEFINED~~2,733 X30,270 ~~Suncor~~SH ~~Energy~~Sole ~~COM~~24,360 ~~867229106~~5,910 ~~794~~$ ~~7300~~736 ~~SHARED-DEFINED~~8,155 XSH ~~Tejon~~Defined ~~Ranch~~8,155 ~~Co.~~SPECTRA ~~COM~~ENERGY ~~879080109 2670 65375 SOLE X Tejon Ranch Co~~CORP. COM ~~879080109~~847560109 ~~306~~$ ~~7500~~742 ~~SHARED-DEFINED~~52,502 XSH ~~Texas~~Sole ~~Instruments~~44,627 ~~COM~~7,875 ~~882508104~~$ ~~267~~646 ~~8000~~45,684 ~~SOLE~~SH XDefined ~~Textron~~45,684 ~~Inc.~~SUNCOR ~~COM~~ENERGY ~~883203101~~INC ~~1946 27300 SOLE X Time Warner Inc.~~ COM ~~887317105~~867229106 ~~5531~~$ ~~335~~400 ~~SOLE~~18,000 XSH ~~Time~~Defined ~~Warner~~18,000 ~~Inc.~~SYNGENTA ~~CL B 887317105 991 60000 SHARED~~AG-~~DEFINED~~ADR XSPONSORED UADR S87160A100 G$ ~~Corp.~~481 ~~COM~~12,000 ~~NEW~~SH ~~903293405~~Defined ~~292~~12,000 ~~8175~~TEJON ~~SOLE~~RANCH XCO ~~United~~DEL ~~Technologies Corp.~~ COM ~~913017109~~879080109 ~~1013~~$ ~~13240~~333 ~~SOLE~~16,125 XSH ~~United~~Sole ~~Parcel Service Inc. COM 911312106 495 7000 SOLE X United Refining Energy Cp. UNIT 911360204 554 56000 SOLE X Universal Display Corp. COM 91347P105 516 25000 SOLE X Verizon Communications COM 92343V104~~ 8,275 ~~6301~~7,850 ~~SOLE~~$ X259 ~~Vornado~~12,500 ~~Rlty Tr~~ SH ~~BEN~~Defined ~~INT~~12,500 ~~929042109~~THE ~~1759~~ST ~~20000~~JOE ~~SOLE~~COMPANY ~~X Walgreen Co~~ COM ~~931422109~~790148100 ~~2082~~$ ~~54700~~244 ~~SOLE~~14,600 XSH ~~Wal-Mart~~Sole ~~Stores~~13,000 ~~COM~~1,600 ~~942749102~~$ ~~1236~~17 ~~26000~~1,000 ~~SHARED-DEFINED~~SH XDefined ~~Waters~~1,000 ~~Corp.~~PROSHARES ~~COM~~TR ~~941848103~~PSHS ~~213~~ULTSHT ~~2700~~FINL ~~SOLE~~74347R628 X$ ~~Watts~~28 ~~Water~~290 ~~Technology~~SH CLSole A290 ~~942749102~~$ ~~298~~209 ~~10000~~2,130 ~~SHARED-DEFINED~~SH XDefined ~~White~~2,130 ~~Mtns~~UNITED ~~Ins.~~REFINING ~~Grp~~ENERGY ~~Ltd~~CORP ~~COM~~UNIT ~~G9618E107~~12/11/2011 ~~817~~911360204 ~~1591~~$ ~~SOLE~~505 X53,150 ~~Woodward~~SH ~~Governor~~Sole ~~Co.~~51,050 ~~COM~~2,100 ~~980745103~~$ ~~3590~~$ ~~52840~~1 ~~SOLE~~100 XSH ~~Wrigley~~Defined Wm100 JrWELLPOINT CoINC COM ~~982526105~~94973V107 ~~1319~~$ ~~22536~~589 ~~SOLE~~15,500 XSH ~~Wynn~~Defined ~~Resorts~~15,500 ~~Ltd.~~WOODWARD ~~COM~~GOVERNOR ~~983134107 269 2400 SOLE X Wynn Resorts Ltd~~CO. COM ~~983134107~~980745103 ~~347~~$ ~~3100~~1,332 ~~SHARED-DEFINED~~119,204 XSH ~~Xerox~~Sole ~~Corp~~102,384 -16,820 ~~W/Rts~~$ ~~COM~~98 ~~984121103~~8,730 ~~6698~~SH ~~413716~~Defined ~~SOLE~~8,730 ~~X Xerox Corp - W/Rts COM 984121103 192 11876 SHARED-DEFINED X --------------------------------~~ TOTAL: ~~207449 --------------------------------~~$73,143

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