MASTERS CHARLES G 4
4 · DEER VALLEY CORP · Filed Jun 11, 2012
Insider Transaction Report
Form 4
DEER VALLEY CORPDVLY
MASTERS CHARLES G
DirectorPRESIDENT & CEO
Transactions
- Expiration
SERIES A WARRANT
2011-08-11−33,334→ 16,731,740 total(indirect: By Spouse)→ COMMON STOCK (33,334 underlying) - Expiration
SERIES A WARRANT
2011-12-04−2,024→ 16,719,716 total(indirect: By Spouse)→ COMMON STOCK (2,024 underlying) - Expiration
SERIES BD WARRANT
2011-08-11−109,419→ 16,755,074 total(indirect: By Spouse)→ COMMON STOCK (109,419 underlying) - Expiration
OPTION AGREEMENT
2012-03-31−16,703,049→ 16,667 total(indirect: By Spouse)→ COMMON STOCK (16,703,049 underlying)
Footnotes (6)
- [F1]An unexercised Series BD Common Stock Purchase Warrant held by the Reporting Person expired on August 11, 2011. The Series BD Common Stock Purchase Warrant was exercisable for 109,419 shares of the Company's common stock.
- [F2]An unexercised Series A Common Stock Purchase Warrant held by the Reporting Person's expired on August 11, 2011. The Series A Common Stock Purchase Warrant was exercisable for 33,334 shares of the Company's common stock.
- [F3]An unexercised Series A Common Stock Purchase Warrant held by the Reporting Person's spouse expired on December 4, 2011. The Series A Common Stock Purchase Warrant was exercisable for 2,024 shares of the Company's common stock.
- [F4]The Reporting Person's unexercised option expired on March 31, 2012. The expired option had provided the Reporting Person with the right to acquire an aggregate of 16,703,049 shares of common stock or preferred stock exercisable for common stock.
- [F5]Column 9 of Table II of the Reporting Person's Form 4 filed on Jan 7, 2011 incorrectly reported the number of derivative securities beneficially owned following the reported transaction as 16,977,827 shares. This Form 4 amends Column 9 of Table II of the Reporting Person's Form 4 filed on Jan 7, 2011 to report that correct number of derivative securities beneficially owned following the reported transaction was 16,864,493 shares.
- [F6]A portion of reported securities held directly by Reporting Person. A portion of reported securities held directly by Reporting Person's spouse.