4//SEC Filing
Uihlein Richard E 4
Accession 0001133416-23-000075
CIK 0001133416other
Filed
Sep 26, 8:00 PM ET
Accepted
Sep 27, 2:03 PM ET
Size
21.1 KB
Accession
0001133416-23-000075
Insider Transaction Report
Form 4
Uihlein Richard E
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2023-09-26$5.00/sh+170,000$850,000→ 9,635,495 total - Exercise/Conversion
Common Stock
2023-09-26$3.26/sh+200,000$652,000→ 10,035,495 total - Exercise/Conversion
Common Stock Purchase Warrant (right to buy)
2023-09-26−200,000→ 0 totalExercise: $3.26From: 2023-03-31Exp: 2029-07-31→ Common Stock (200,000 underlying) - Exercise/Conversion
Common Stock Purchase Warrant (right to buy)
2023-09-26−1,466,204→ 0 totalExercise: $5.00From: 2017-06-22Exp: 2023-12-23→ Common Stock (1,466,204 underlying) - Exercise/Conversion
Common Stock Purchase Warrant (right to buy)
2023-09-26−170,000→ 330,000 totalExercise: $5.00From: 2022-07-25Exp: 2029-07-31→ Common Stock (170,000 underlying) - Exercise/Conversion
Common Stock Purchase Warrant (right to buy)
2023-09-26−200,000→ 0 totalExercise: $3.00From: 2023-06-30Exp: 2029-07-31→ Common Stock (200,000 underlying) - Exercise/Conversion
Common Stock
2023-09-26$5.00/sh+1,466,204$7,331,020→ 9,466,495 total - Exercise/Conversion
Common Stock
2023-09-26$3.00/sh+200,000$600,000→ 9,835,495 total - Exercise/Conversion
Common Stock
2023-09-26$3.00/sh+200,000$600,000→ 10,235,495 total - Exercise/Conversion
Common Stock Purchase Warrant (right to buy)
2023-09-26−200,000→ 0 totalExercise: $3.00From: 2022-12-19Exp: 2029-07-31→ Common Stock (200,000 underlying)
Holdings
- 27,710(indirect: By Foundation)
Common Stock
Footnotes (1)
- [F1]The reporting person is president and director of Ed Uihlein Family Foundation, a not-for-profit corporation. The reporting person has no pecuniary interest in the shares, however, he shares voting and dispositive power over the shares and, therefore, remains the beneficial owner of the shares solely for the purposes of Section 13(d) of the Securities Exchange Act of 1934.
Documents
Issuer
GALECTIN THERAPEUTICS INC
CIK 0001133416
Entity typeother
Related Parties
1- filerCIK 0001694903
Filing Metadata
- Form type
- 4
- Filed
- Sep 26, 8:00 PM ET
- Accepted
- Sep 27, 2:03 PM ET
- Size
- 21.1 KB