Home/Filings/4/A/0001135432-03-000318
4/A//SEC Filing

HUMATECH INC 4/A

Accession 0001135432-03-000318

CIK 0001100976operating

Filed

Oct 22, 8:00 PM ET

Accepted

Oct 23, 7:18 PM ET

Size

6.4 KB

Accession

0001135432-03-000318

Insider Transaction Report

Form 4/AAmended
Period: 2003-03-28
WILLIAMS DAVID G
DirectorPresident/CEO10% Owner
Transactions
  • Purchase

    Common Stock

    2003-03-28$0.85/sh+6,380,267$5,423,22710,500,897 total(indirect: Through RAMMSCO, Inc.)
Footnotes (3)
  • [F1]The Reporting Person acquired the 6,380,267 shares indirectly in a transaction between the issuer and RAMMSCO, Inc. A "D" was inadvertently listed in item number 4 of the Form 4 originally filed on April 1, 2003. See footnote number 2.
  • [F2]Of the 10,500,897 shares beneficially held as of March 28, 2003, 77,375 of those shares are directly held by the Reporting Person. 4,023,255 of those shares are held by Willow Capital, L.P. ("Willow"), and 6,380,267 of those shares are held by RAMMSCO, Inc. ("RAMMSCO"). RAMMSCO is a wholly owned subsidiary of Willow. The Reporting Person does not have voting or disposition power over the shares held by Willow or by RAMMSCO, however, he does have a pecuniary interest in that he is the beneficiary of proceeds that may be received from the sale of the shares. The 10,243,522 shares originally listed as the amount of securities beneficially owned following the reported transaction only represented the total amount of securities indirectly held by the Reporting Person. The amended total amount of securities includes shares held both directly and indirectly by the Reporting Person.
  • [F3]The designation of ownership form has been changed from Direct (D) to Indirect (I) for clarification purposes. See footnote number 2.

Issuer

HUMATECH INC

CIK 0001100976

Entity typeoperating
IncorporatedIL

Related Parties

1
  • filerCIK 0001100976

Filing Metadata

Form type
4/A
Filed
Oct 22, 8:00 PM ET
Accepted
Oct 23, 7:18 PM ET
Size
6.4 KB