4//SEC Filing
FROMBERG BARRY A 4
Accession 0001136259-03-000014
CIK 0000931336other
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 4:10 PM ET
Size
11.7 KB
Accession
0001136259-03-000014
Insider Transaction Report
Form 4
FROMBERG BARRY A
Executive Vice President
Transactions
- Sale
Common Stock
2003-10-14$31.00/sh−14,200$440,200→ 14,154.541 total
Holdings
- 90,468
Non-Qualified Stock Option (right to buy)
Exercise: $24.79From: 2004-01-06Exp: 2013-01-06→ Common Stock (90,468 underlying) - 100,827
Non-Qualified Stock Option (right to buy)
Exercise: $14.38From: 2001-01-22Exp: 2011-01-22→ Common Stock (100,827 underlying) - 4,032
Incentive Stock Option (right to buy)
Exercise: $24.79From: 2004-01-06Exp: 2013-01-06→ Common Stock (4,032 underlying) - 135,000
Non-Qualified Stock Option (right to buy)
Exercise: $16.33From: 1999-08-28Exp: 2008-08-28→ Common Stock (135,000 underlying) - 190,086
Non-Qualified Stock Option (right to buy)
Exercise: $20.35From: 2003-01-14Exp: 2012-01-14→ Common Stock (190,086 underlying) - 34,500
Deferred Stock Units
Exercise: $0.00From: 2004-01-07Exp: 2013-01-07→ Common Stock (34,500 underlying) - 6,954
Incentive Stock Option (right to buy)
Exercise: $14.38From: 2001-01-22Exp: 2011-01-22→ Common Stock (6,954 underlying) - 4,914
Incentive Stock Option (right to buy)
Exercise: $20.35From: 2003-01-14Exp: 2012-01-14→ Common Stock (4,914 underlying)
Footnotes (3)
- [F1]Sale is pursuant to a 10b5-1 Sales Plan dated January 21, 3003 between reporting person and Bear Stearns & Co., Inc., acting as agent, to permit the orderly disposition of a portion of the reporting person's holdings of the Issuer's common stock, par value $.01 per share of Dean Foods Company.
- [F2]The reporting person has received an exempt award of Deferred Stock Units ("DSUs") under the Company's 1989 Stock Awards Plan which is a right to receive shares of common stock of the Issuer in the future, subject to the terms and conditions of the DSU Award Agreement. The DSUs vest annually, on a prorata basis, over a five-year period beginning on the first anniversary of the date of grant, subject to certain accelerated vesting provisions.
- [F3]The shares of common stock subject to the Option shall vest ratably in three equal increments commencing on the first anniversary of the grant date.
Documents
Issuer
DEAN FOODS CO/
CIK 0000931336
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001136259
Filing Metadata
- Form type
- 4
- Filed
- Oct 15, 8:00 PM ET
- Accepted
- Oct 16, 4:10 PM ET
- Size
- 11.7 KB