MMRGlobal, Inc.·4/A

Apr 23, 8:38 AM ET

LORSCH ROBERT H 4/A

4/A · MMRGlobal, Inc. · Filed Apr 23, 2012

Insider Transaction Report

Form 4/AAmended
Period: 2012-04-06
LORSCH ROBERT H
DirectorChairman, CEO & President10% Owner
Transactions
  • Award

    Common Stock

    2012-04-06$0.03/sh+470,000$14,99341,523,646 total(indirect: See Note 3)
  • Award

    COMMON STOCK WARRANT

    2012-04-06$0.03/sh+470,000$14,99326,805,628 total(indirect: See Note 4)
    Exercise: $0.03From: 2012-04-06Exp: 2022-04-06Common Stock (470,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2012-04-06$0.06/sh+1,250,000$75,00028,055,628 total(indirect: See Note 5)
    Exercise: $0.06From: 2013-04-06Exp: 2022-04-06Common Stock (1,250,000 underlying)
Footnotes (5)
  • [F1]Shares and warrants issued in exchange for a Personal Guarantee provided to Granite State Capital LLC on behalf of the Company in regards to an interim bridge credit line to replace company's existing equity line with Dutchess.
  • [F2]Option granted in accordance with employment agreement and in consideration for services and performance during 2011 and the first quarter of 2012 and vest annually over two years.
  • [F3]Represents 6,068,754 shares of common stock directly owned by Robert Lorsch and 35,454,892 shares of common stock owned by The RHL Group, Inc., of which Mr. Lorsch is the CEO and holds 100% of such interest.
  • [F4]Represents 12,930,000 Options/Warrants held directly by Robert Lorsch and 13,875,628 Warrants held by The RHL Group, Inc., of which Mr. Lorsch is the CEO and holds 100% of such interest.
  • [F5]Represents 14,180,000 Options/Warrants held directly by Robert Lorsch and 13,875,628 Warrants held by The RHL Group, Inc., of which Mr. Lorsch is the CEO and holds 100% of such interest.

Documents

1 file
  • 4
    primary_doc.xml

    PRIMARY DOCUMENT