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4//SEC Filing

DEFRONZO ROBERT A 4

Accession 0001136752-12-000001

CIK 0000844789other
View on SEC.govCompany Profile

Filed

Jan 26, 7:00 PM ET

Accepted

Jan 27, 12:14 PM ET

Size

16.2 KB

Accession

0001136752-12-000001

Insider Transaction Report

Form 4
Period: 2012-01-25
US HOME SYSTEMS INCUSHS
DEFRONZO ROBERT A
CFO, Secretary & Treasurer
Transactions
  • Exercise/Conversion

    Common Stock

    2012-01-25$2.72/sh+7,500$20,400→ 67,771 total
  • Exercise/Conversion

    Common Stock

    2012-01-25$2.51/sh+3,334$8,368→ 67,771 total
  • Tax Payment

    Common Stock

    2012-01-25$8.12/sh−6,960$56,515→ 60,811 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2012-01-25−7,500→ 25,000 total
    Exercise: $2.72From: 2012-01-01Exp: 2019-08-10→ Common Stock (7,500 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2012-01-25−3,334→ 21,666 total
    Exercise: $2.51From: 2011-03-15Exp: 2020-03-15→ Common Stock (3,334 underlying)
  • Exercise/Conversion

    Common Stock

    2012-01-25$1.85/sh+15,000$27,750→ 67,771 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2012-01-25−15,000→ 32,500 total
    Exercise: $1.85From: 2010-11-11Exp: 2018-11-11→ Common Stock (15,000 underlying)
Footnotes (2)
  • [F1]Mr. DeFronzo tendered to the Company 6,960 shares which he owned as payment for the exercise price of the options to purchase a total of 25,834 shares. After all reported transactions, Mr. DeFronzo directly owns 60,811 shares of common stock which includes 3,125 shares which may be purchased by Mr. DeFronzo upon exercise of presently exercisable stock options.
  • [F2]After all reported transactions, Mr. DeFronzo owns options to purchase 2,500 shares at $2.72 per share which vest on 1/1/2013; options to purchase 6,666 shares at $2.51 per share which fully vest on 3/15/2013 and options to purchase 12,500 shares at $4.58 per share of which 3,125 options are vested and the remaining 9,375 options are fully vested on 3/28/2014.

Documents

1 file

Issuer

US HOME SYSTEMS INC

CIK 0000844789

→
Entity typeother

Related Parties

1
  • filerCIK 0001136752

Filing Metadata

Form type
4
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 12:14 PM ET
Size
16.2 KB
View on SEC.gov