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4//SEC Filing

ROCKWELL COLLINS INC 4

Accession 0001137411-13-000121

CIK 0001137411operating

View on SEC.gov Company Profile

Filed

Jul 16, 8:00 PM ET

Accepted

Jul 17, 3:54 PM ET

Size

29.5 KB

Accession

0001137411-13-000121

Insider Transaction Report

Form 4

Period: 2013-07-15

ROCKWELL COLLINS INCCOL

Sr. VP, Corporate Development

Transactions

Exercise/Conversion
Common Stock
2013-07-15$57.92/sh+1,726$99,970→ 21,051.898 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-07-16+5,255→ 0 total
Exercise: $44.85Exp: 2015-11-17→ Common Stock (5,255 underlying)
Sale
Common Stock
2013-07-15$68.00/sh−3,116$211,888→ 18,535.898 total
Exercise/Conversion
Common Stock
2013-07-16$57.92/sh+7,274$421,310→ 31,064.898 total
Exercise/Conversion
Common Stock
2013-07-16$44.85/sh+5,255$235,687→ 23,790.898 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-07-15+1,726→ 7,274 total
Exercise: $57.92Exp: 2016-11-09→ Common Stock (1,726 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-07-15+600→ 24,200 total
Exercise: $30.39Exp: 2018-11-21→ Common Stock (600 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-07-16+4,200→ 20,000 total
Exercise: $30.39Exp: 2018-11-21→ Common Stock (4,200 underlying)
Exercise/Conversion
Common Stock
2013-07-15$30.39/sh+600$18,234→ 21,651.898 total
Sale
Common Stock
2013-07-16$68.00/sh−16,729$1,137,572→ 18,535.898 total
Exercise/Conversion
Common Stock
2013-07-15$44.85/sh+5,345$239,723→ 19,325.898 total
Exercise/Conversion
Common Stock
2013-07-16$30.39/sh+4,200$127,638→ 35,264.898 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-07-16+7,274→ 0 total
Exercise: $57.92Exp: 2016-11-09→ Common Stock (7,274 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2013-07-15+5,345→ 5,255 total
Exercise: $44.85Exp: 2015-11-17→ Common Stock (5,345 underlying)

Holdings

Common Stock
(indirect: By Savings Plan)
38.548

Footnotes (5)

[F1]Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of July 1, 2013.
[F2]Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of July 1, 2013.
[F3]Stock options granted pursuant to the Company's stock based plans.
[F4]The options are currently exercisable.
[F5]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2013.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

ROCKWELL COLLINS INC

CIK 0001137411

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001137411

Filing Metadata

Form type: 4
Filed: Jul 16, 8:00 PM ET
Accepted: Jul 17, 3:54 PM ET
Size: 29.5 KB

View on SEC.gov