ROCKWELL COLLINS INC 4

4 · ROCKWELL COLLINS INC · Filed Sep 25, 2013

Form 4

Period: 2013-09-24

Sr. VP, Gnrl Counsel and Secy

Transactions

Exercise/Conversion
Stock Option (Right to Buy)
2013-09-24−13,374→ 0 total
Exercise: $57.92Exp: 2016-11-09→ Common Stock (13,374 underlying)
Exercise/Conversion
Common Stock
2013-09-24$57.92/sh+13,374$774,622→ 39,266.485 total
Exercise/Conversion
Common Stock
2013-09-24$55.75/sh+7,808$435,296→ 47,074.485 total
Sale
Common Stock
2013-09-24$68.49/sh−6,687$457,993→ 40,387.485 total
Sale
Common Stock
2013-09-24$70.00/sh−14,495$1,014,650→ 25,892.485 total
Exercise/Conversion
Stock Option (Right to Buy)
2013-09-24−7,808→ 9,892 total
Exercise: $55.75Exp: 2020-11-19→ Common Stock (7,808 underlying)

Holdings

Footnotes (6)

[F1]Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of August 30, 2013.
[F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2013.
[F3]Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of August 30, 2013.
[F4]Employee stock options granted pursuant to the Company's stock based plans.
[F5]The options are currently exercisable.
[F6]5,900 stock options became exercisable on each of November 19, 2011 and November 19, 2012 and an additional 5,900 stock options become exercisable on November 19, 2013.

Documents

1 file