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ROCKWELL COLLINS INC 4

Accession 0001137411-13-000153

CIK 0001137411operating
View on SEC.govCompany Profile

Filed

Sep 24, 8:00 PM ET

Accepted

Sep 25, 6:11 PM ET

Size

15.1 KB

Accession

0001137411-13-000153

Insider Transaction Report

Form 4
Period: 2013-09-24
ROCKWELL COLLINS INCCOL
CHADICK GARY R
Sr. VP, Gnrl Counsel and Secy
Transactions
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-09-24−13,374→ 0 total
    Exercise: $57.92Exp: 2016-11-09→ Common Stock (13,374 underlying)
  • Exercise/Conversion

    Common Stock

    2013-09-24$57.92/sh+13,374$774,622→ 39,266.485 total
  • Exercise/Conversion

    Common Stock

    2013-09-24$55.75/sh+7,808$435,296→ 47,074.485 total
  • Sale

    Common Stock

    2013-09-24$68.49/sh−6,687$457,993→ 40,387.485 total
  • Sale

    Common Stock

    2013-09-24$70.00/sh−14,495$1,014,650→ 25,892.485 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2013-09-24−7,808→ 9,892 total
    Exercise: $55.75Exp: 2020-11-19→ Common Stock (7,808 underlying)
Holdings

  • Common Stock

    (indirect: By Savings Plan)
    4,047.996
Footnotes (6)
  • [F1]Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of August 30, 2013.
  • [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2013.
  • [F3]Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of August 30, 2013.
  • [F4]Employee stock options granted pursuant to the Company's stock based plans.
  • [F5]The options are currently exercisable.
  • [F6]5,900 stock options became exercisable on each of November 19, 2011 and November 19, 2012 and an additional 5,900 stock options become exercisable on November 19, 2013.

Documents

1 file

Issuer

ROCKWELL COLLINS INC

CIK 0001137411

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001137411

Filing Metadata

Form type
4
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 6:11 PM ET
Size
15.1 KB
View on SEC.gov