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4//SEC Filing

ROCKWELL COLLINS INC 4

Accession 0001137411-13-000175

CIK 0001137411operating

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 6:17 PM ET

Size

12.3 KB

Accession

0001137411-13-000175

Insider Transaction Report

Form 4
Period: 2013-11-11
ABZUG BARRY M
Sr. VP, Corporate Development
Transactions
  • Award

    Common Stock

    2013-11-11+2,79916,469.601 total
  • Tax Payment

    Common Stock

    2013-11-11$70.97/sh1,343$95,31315,126.601 total
  • Award

    Stock Option (Right to Buy)

    2013-11-11+11,50011,500 total
    Exercise: $70.97Exp: 2023-11-11Common Stock (11,500 underlying)
Holdings
  • Common Stock

    (indirect: By Savings Plan)
    72.192
Footnotes (5)
  • [F1]Vesting of performance shares granted under the Company's 2006 Long-Term Incentives Plan ("LTIP").
  • [F2]Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2013. Also includes shares acquired under a dividend reinvestment plan.
  • [F3]Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2013.
  • [F4]Employee stock options granted pursuant to the LTIP.
  • [F5]The options vest in three substantially equal annual installments beginning 11/11/2014.

Issuer

ROCKWELL COLLINS INC

CIK 0001137411

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001137411

Filing Metadata

Form type
4
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 6:17 PM ET
Size
12.3 KB