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4//SEC Filing

BUSE TATUM J. 4

Accession 0001137411-17-000112

CIK 0001137411other
View on SEC.govCompany Profile

Filed

Nov 7, 7:00 PM ET

Accepted

Nov 8, 11:53 AM ET

Size

24.5 KB

Accession

0001137411-17-000112

Insider Transaction Report

Form 4
Period: 2017-11-06
ROCKWELL COLLINS INCCOL
BUSE TATUM J.
VP, Finance and Controller
Transactions
  • Exercise/Conversion

    Common Stock

    2017-11-06$55.75/sh+1,700$94,775→ 3,722 total
  • Exercise/Conversion

    Common Stock

    2017-11-06$55.01/sh+4,680$257,447→ 10,462 total
  • Exercise/Conversion

    Common Stock

    2017-11-06$70.97/sh+5,500$390,335→ 21,192 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2017-11-06−2,060→ 0 total
    Exercise: $58.63Exp: 2021-06-13→ Common Stock (2,060 underlying)
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2017-11-06−4,680→ 0 total
    Exercise: $55.01Exp: 2021-11-14→ Common Stock (4,680 underlying)
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2017-11-06−5,500→ 0 total
    Exercise: $70.97Exp: 2023-11-11→ Common Stock (5,500 underlying)
  • Exercise/Conversion

    Common Stock

    2017-11-06$54.37/sh+5,230$284,355→ 15,692 total
  • Sale

    Common Stock

    2017-11-06$135.36/sh−19,170$2,594,851→ 2,022 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2017-11-06−5,230→ 0 total
    Exercise: $54.37Exp: 2022-11-12→ Common Stock (5,230 underlying)
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2017-11-06−1,700→ 0 total
    Exercise: $55.75Exp: 2020-11-19→ Common Stock (1,700 underlying)
  • Exercise/Conversion

    Common Stock

    2017-11-06$58.63/sh+2,060$120,778→ 5,782 total
Holdings

  • Common Stock

    (indirect: By Savings Plan)
    869.379
Footnotes (5)
  • [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017.
  • [F2]The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $134.99 to $135.85, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  • [F3]Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017.
  • [F4]Employee stock options granted pursuant to the Company's stock based plans.
  • [F5]The options are currently exercisable.

Documents

1 file

Issuer

ROCKWELL COLLINS INC

CIK 0001137411

→
Entity typeother

Related Parties

1
  • filerCIK 0001587714

Filing Metadata

Form type
4
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 11:53 AM ET
Size
24.5 KB
View on SEC.gov