4//SEC Filing
MATTAI NAN 4
Accession 0001137411-17-000115
CIK 0001137411other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 1:29 PM ET
Size
21.7 KB
Accession
0001137411-17-000115
Insider Transaction Report
Form 4
MATTAI NAN
Sr VP, Engineering and Tech
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2017-11-06−16,100→ 0 totalExercise: $54.37Exp: 2022-11-12→ Common Stock (16,100 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2017-11-06−13,700→ 0 totalExercise: $55.01Exp: 2021-11-14→ Common Stock (13,700 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2017-11-06−10,900→ 0 totalExercise: $70.97Exp: 2023-11-11→ Common Stock (10,900 underlying) - Exercise/Conversion
Common Stock
2017-11-06$70.97/sh+10,900$773,573→ 61,739 total - Sale
Common Stock
2017-11-06$135.34/sh−53,300$7,213,622→ 8,439 total - Exercise/Conversion
Stock Option (Right to Buy)
2017-11-06−12,600→ 0 totalExercise: $55.75Exp: 2020-11-19→ Common Stock (12,600 underlying) - Exercise/Conversion
Common Stock
2017-11-06$55.01/sh+13,700$753,637→ 34,739 total - Exercise/Conversion
Common Stock
2017-11-06$54.37/sh+16,100$875,357→ 50,839 total - Exercise/Conversion
Common Stock
2017-11-06$55.75/sh+12,600$702,450→ 21,039 total
Holdings
- 6,025.755(indirect: By Savings Plan)
Common Stock
- 710(indirect: By IRA)
Common Stock
Footnotes (6)
- [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017.
- [F2]The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $134.98 to $135.87, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F3]Shares rolled over into a self-directed IRA.
- [F4]Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017.
- [F5]Employee stock options granted pursuant to the Company's stock based plans.
- [F6]The options are currently exercisable.
Documents
Issuer
ROCKWELL COLLINS INC
CIK 0001137411
Entity typeother
Related Parties
1- filerCIK 0001305744
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 1:29 PM ET
- Size
- 21.7 KB