4//SEC Filing
STURGELL ROBERT A 4
Accession 0001137411-17-000116
CIK 0001137411other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 1:35 PM ET
Size
17.6 KB
Accession
0001137411-17-000116
Insider Transaction Report
Form 4
STURGELL ROBERT A
Sr. VP, Washington Operations
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2017-11-06−3,466→ 1,734 totalExercise: $83.69Exp: 2024-11-17→ Common Stock (3,466 underlying) - Exercise/Conversion
Common Stock
2017-11-06$70.97/sh+3,667$260,247→ 9,212.346 total - Sale
Common Stock
2017-11-06$135.33/sh−9,033$1,222,436→ 5,545.346 total - Exercise/Conversion
Stock Option (Right to Buy)
2017-11-06−1,900→ 3,800 totalExercise: $86.75Exp: 2025-11-08→ Common Stock (1,900 underlying) - Exercise/Conversion
Common Stock
2017-11-06$83.69/sh+3,466$290,070→ 12,678.346 total - Exercise/Conversion
Common Stock
2017-11-06$86.75/sh+1,900$164,825→ 14,578.346 total - Exercise/Conversion
Stock Option (Right to Buy)
2017-11-06−3,667→ 0 totalExercise: $70.97Exp: 2023-11-11→ Common Stock (3,667 underlying)
Holdings
- 4,101.073(indirect: By Savings Plan)
Common Stock
Footnotes (6)
- [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017.
- [F2]Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017.
- [F3]The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.85, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F4]Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017.
- [F5]Employee stock options granted pursuant to the Company's stock based plans.
- [F6]The options are currently exercisable.
Documents
Issuer
ROCKWELL COLLINS INC
CIK 0001137411
Entity typeother
Related Parties
1- filerCIK 0001462265
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 1:35 PM ET
- Size
- 17.6 KB