4//SEC Filing
NIEUWSMA DAVID J 4
Accession 0001137411-17-000135
CIK 0001137411other
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 4:39 PM ET
Size
15.2 KB
Accession
0001137411-17-000135
Insider Transaction Report
Form 4
NIEUWSMA DAVID J
SENIOR VICE PRESIDENT
Transactions
- Award
Common Stock
2017-11-13+1,444→ 3,896.19 total - Tax Payment
Common Stock
2017-11-13$133.37/sh−515$68,686→ 3,381.19 total - Award
Common Stock
2017-11-13+1,800→ 5,181.19 total - Exercise/Conversion
Common Stock
2017-11-14$88.71/sh+3,900$345,969→ 9,081.19 total - Exercise/Conversion
Stock Options (Right-to-buy)
2017-11-14−3,900→ 7,800 totalExercise: $88.71Exp: 2026-11-14→ Common Stock (3,900 underlying) - Sale
Common Stock
2017-11-14$133.00/sh−3,900$518,700→ 5,181.19 total
Holdings
- 313.459(indirect: By Savings Plan)
Common Stock
Footnotes (8)
- [F1]Vesting of performance shares granted under the Company's Long-Term Incentives Plan ("LTIP").
- [F2]Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017.
- [F3]Restricted stock units which generally vest in three substantially equal annual installments on the first three anniversaries of the Transaction Date subject to continued employment.
- [F4]This transaction was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017.
- [F5]The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $132.85 to $133.16, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F6]Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017.
- [F7]Employee stock options granted pursuant to the Company's stock based plans.
- [F8]The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date.
Documents
Issuer
ROCKWELL COLLINS INC
CIK 0001137411
Entity typeother
Related Parties
1- filerCIK 0001672811
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 4:39 PM ET
- Size
- 15.2 KB