STURGELL ROBERT A 4
4 · ROCKWELL COLLINS INC · Filed Nov 20, 2017
Insider Transaction Report
Form 4
STURGELL ROBERT A
Sr. VP, Washington Operations
Transactions
- Sale
Common Stock
2017-11-17$132.10/sh−1,734$229,061→ 7,103.346 total - Exercise/Conversion
Common Stock
2017-11-17$83.69/sh+1,734$145,118→ 8,837.346 total - Exercise/Conversion
Stock Option (Right to Buy)
2017-11-17−1,734→ 0 totalExercise: $83.69Exp: 2024-11-17→ Common Stock (1,734 underlying)
Holdings
- 4,101.073(indirect: By Savings Plan)
Common Stock
Footnotes (6)
- [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2017.
- [F2]Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017.
- [F3]The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $131.99 to $132.30, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F4]Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017.
- [F5]Employee stock options granted pursuant to the Company's stock based plans.
- [F6]The options vested in three substantially equal annual installments beginning 9 years prior to the option expiration date.