NIEUWSMA DAVID J 4
4 · ROCKWELL COLLINS INC · Filed Nov 20, 2017
Insider Transaction Report
Form 4
NIEUWSMA DAVID J
SENIOR VICE PRESIDENT
Transactions
- Exercise/Conversion
Common Stock
2017-11-17$83.69/sh+1,967$164,618→ 7,148.19 total - Sale
Common Stock
2017-11-17$132.30/sh−1,967$260,234→ 5,181.19 total - Exercise/Conversion
Stock Options (Right-to-Buy)
2017-11-17−1,967→ 0 totalExercise: $83.69Exp: 2024-11-17→ Common Stock (1,967 underlying)
Holdings
- 313.459(indirect: By Savings Plan)
Common Stock
Footnotes (5)
- [F1]These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2017.
- [F2]Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017.
- [F3]Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017.
- [F4]Employee stock options granted pursuant to the Company's stock based plan.
- [F5]The options vested in three substantially equal annual installments beginning 9 years prior to the option expiration date.