Home/Filings/4/0001137411-17-000144
4//SEC Filing

NIEUWSMA DAVID J 4

Accession 0001137411-17-000144

CIK 0001137411other

Filed

Nov 19, 7:00 PM ET

Accepted

Nov 20, 3:09 PM ET

Size

9.8 KB

Accession

0001137411-17-000144

Insider Transaction Report

Form 4
Period: 2017-11-17
NIEUWSMA DAVID J
SENIOR VICE PRESIDENT
Transactions
  • Exercise/Conversion

    Common Stock

    2017-11-17$83.69/sh+1,967$164,6187,148.19 total
  • Sale

    Common Stock

    2017-11-17$132.30/sh1,967$260,2345,181.19 total
  • Exercise/Conversion

    Stock Options (Right-to-Buy)

    2017-11-171,9670 total
    Exercise: $83.69Exp: 2024-11-17Common Stock (1,967 underlying)
Holdings
  • Common Stock

    (indirect: By Savings Plan)
    313.459
Footnotes (5)
  • [F1]These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2017.
  • [F2]Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 1, 2017.
  • [F3]Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2017.
  • [F4]Employee stock options granted pursuant to the Company's stock based plan.
  • [F5]The options vested in three substantially equal annual installments beginning 9 years prior to the option expiration date.

Issuer

ROCKWELL COLLINS INC

CIK 0001137411

Entity typeother

Related Parties

1
  • filerCIK 0001672811

Filing Metadata

Form type
4
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 3:09 PM ET
Size
9.8 KB