4//SEC Filing
MAHONEY COLIN R 4
Accession 0001137411-17-000163
CIK 0001137411other
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 11:22 AM ET
Size
13.7 KB
Accession
0001137411-17-000163
Insider Transaction Report
Form 4
MAHONEY COLIN R
Sr. VP International & Service
Transactions
- Exercise/Conversion
Common Stock
2017-12-21$55.75/sh+6,120$341,190→ 20,253.476 total - Tax Payment
Common Stock
2017-12-21$135.00/sh−8,741$1,180,035→ 17,992.476 total - Exercise/Conversion
Stock Option (Right to Buy)
2017-12-21−6,480→ 0 totalExercise: $55.01Exp: 2021-11-14→ Common Stock (6,480 underlying) - Exercise/Conversion
Common Stock
2017-12-21$55.01/sh+6,480$356,465→ 26,733.476 total - Exercise/Conversion
Stock Option (Right to Buy)
2017-12-21−6,120→ 0 totalExercise: $55.75Exp: 2020-11-19→ Common Stock (6,120 underlying)
Holdings
- 3,581.19(indirect: By Savings Plan)
Common Stock
Footnotes (5)
- [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2017.
- [F2]Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of December 1, 2017.
- [F3]The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $134.89 to $135.10, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F4]Employee stock options granted pursuant to the Company's stock based plans.
- [F5]The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date.
Documents
Issuer
ROCKWELL COLLINS INC
CIK 0001137411
Entity typeother
Related Parties
1- filerCIK 0001570959
Filing Metadata
- Form type
- 4
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 11:22 AM ET
- Size
- 13.7 KB