MAHONEY COLIN R 4

4 · ROCKWELL COLLINS INC · Filed Dec 22, 2017

Form 4

Period: 2017-12-21

Sr. VP International & Service

Transactions

Exercise/Conversion
Common Stock
2017-12-21$55.75/sh+6,120$341,190→ 20,253.476 total
Tax Payment
Common Stock
2017-12-21$135.00/sh−8,741$1,180,035→ 17,992.476 total
Exercise/Conversion
Stock Option (Right to Buy)
2017-12-21−6,480→ 0 total
Exercise: $55.01Exp: 2021-11-14→ Common Stock (6,480 underlying)
Exercise/Conversion
Common Stock
2017-12-21$55.01/sh+6,480$356,465→ 26,733.476 total
Exercise/Conversion
Stock Option (Right to Buy)
2017-12-21−6,120→ 0 total
Exercise: $55.75Exp: 2020-11-19→ Common Stock (6,120 underlying)

Holdings

Footnotes (5)

[F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2017.
[F2]Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of December 1, 2017.
[F3]The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $134.89 to $135.10, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, or other appropriate persons, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
[F4]Employee stock options granted pursuant to the Company's stock based plans.
[F5]The options vest in three substantially equal annual installments beginning 9 years prior to the option expiration date.

Documents

1 file