THORNTON ROBERT M JR 4

4 · SUNLINK HEALTH SYSTEMS INC · Filed Aug 26, 2022

Form 4

Period: 2022-08-23

DirectorCEO, Chairman and President

Transactions

Tax Payment
Common Stock
2022-08-23$1.33/sh−18,281$24,314→ 545,062 total(indirect: See Footnote 1)
Tax Payment
Common Stock
2022-08-24$1.60/sh−30,500$48,800→ 554,562 total(indirect: See Footnote 1)
Exercise/Conversion
Employee Stock Option
2022-08-24−40,000→ 0 total
Exercise: $1.22Exp: 2022-09-05→ Common Stock (40,000 underlying)
Exercise/Conversion
Common Stock
2022-08-23$1.22/sh+20,000$24,400→ 563,343 total(indirect: See Footnote 1)
Exercise/Conversion
Common Stock
2022-08-24$1.22/sh+40,000$48,800→ 585,062 total(indirect: See Footnote 1)
Exercise/Conversion
Employee Stock Option
2022-08-23−20,000→ 40,000 total
Exercise: $1.22From: 2013-09-05Exp: 2022-09-05→ Common Stock (20,000 underlying)

Holdings

Footnotes (5)

[F1]Owned by CareVest Capital, L.L.C. ("CareVest"). Mr. Thornton owns 100% of the outstanding voting shares of CareVest and is reporting CareVest's total direct holdings of SunLink common shares.
[F2]This row reflects indirect ownership which has not changed as a result of the transactions reported on this form.
[F3]Mr. Thornton exercised options to acquire 20,000 shares pursuant to a cashless exercise. The number of shares issued by the Company pursuant to such cashless exercise was 1,719.
[F4]20,000 shares vested on 9/5/2014 and 20,000 shares vested on 9/5/2015.
[F5]Mr. Thornton exercised options to acquire 40,000 shares pursuant to a cashless exercise. The number of shares issued by the Company pursuant to such cashless exercise was 9,500.

Documents

1 file