PRUDENTIAL FINANCIAL INC·4

Mar 3, 5:12 PM ET

Waldeck George P Jr. 4

4 · PRUDENTIAL FINANCIAL INC · Filed Mar 3, 2026

Research Summary

AI-generated summary of this filing

Updated

Prudential (PRU) EVP George P. Waldeck Exercises RSUs, Sells Shares

What Happened

  • George P. Waldeck Jr., Executive Vice President of Prudential Financial (PRU), had previously awarded restricted stock units (RSUs) vest and convert to common stock on Feb 28, 2026. The filing shows conversion/acquisition of 5,588 shares (1,768 + 1,924 + 1,896) at $0.00 (RSU conversion).
  • To satisfy tax withholding obligations, 1,652 shares were withheld/disposed (544 + 558 + 550) at $98.38 per share, resulting in proceeds (tax withholding amount) of about $162,524 in aggregate. Several derivative entries (listed as disposed at $0.00) reflect the conversion/cancellation of the underlying RSU derivative awards.

Key Details

  • Transaction date: February 28, 2026.
  • Conversions (acquired): 5,588 shares via RSU vesting, reported at $0.00 per share (RSUs convert 1:1 to common stock).
  • Shares withheld/ disposed for taxes: 1,652 shares at $98.38 per share, totaling roughly $162,524.
  • Footnotes: F1 = vesting of previously awarded RSUs; F2 = shares withheld for tax payment; F3 = RSUs convert 1:1 to common stock; F4–F6 = RSUs vest 1/3 per year beginning last day of Feb 2024, 2025, and 2026.
  • Shares owned after the transaction are not specified in the provided filing excerpt.
  • No late-filing flag was provided in the data you supplied.

Context

  • This series of entries is a routine RSU vesting event: RSUs converted to shares and a portion of those shares were withheld/sold to cover tax obligations (a common administrative step, often called a cashless/withholding sale).
  • These transactions are administrative (vesting and tax withholding) rather than an open-market sale by the insider; they do not necessarily indicate a change in the insider’s market view.

Insider Transaction Report

Form 4
Period: 2026-02-28
Waldeck George P Jr.
Executive Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-02-28+1,76867,665 total
  • Tax Payment

    Common Stock

    [F2]
    2026-02-28$98.38/sh544$53,51967,121 total
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-02-28+1,92468,487 total
  • Tax Payment

    Common Stock

    [F2]
    2026-02-28$98.38/sh558$54,89666,563 total
  • Exercise/Conversion

    Common Stock

    2026-02-28+1,89670,383 total
  • Tax Payment

    Common Stock

    [F2]
    2026-02-28$98.38/sh550$54,10969,833 total
  • Exercise/Conversion

    2023 Restricted Stock Units

    [F3][F4]
    2026-02-281,7680 total
    Common Stock (1,768 underlying)
  • Exercise/Conversion

    2024 Restricted Stock Units

    [F3][F5]
    2026-02-281,9241,925 total
    Common Stock (1,924 underlying)
  • Exercise/Conversion

    2025 Restricted Stock Units

    [F3][F6]
    2026-02-281,8963,792 total
    Exercise: $0.00Common Stock (1,896 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    350
Footnotes (6)
  • [F1]Represents the vesting of previously awarded restricted stock units.
  • [F2]Represents shares withheld for the payment of taxes.
  • [F3]The Restricted Stock Units convert to common stock on a 1 to 1 basis.
  • [F4]The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
  • [F5]The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
  • [F6]The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.
Signature
/s/ Danny Fiore, attorney-in-fact|2026-03-03

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT