Walia Vicki 4
4 · PRUDENTIAL FINANCIAL INC · Filed Mar 3, 2026
Research Summary
AI-generated summary of this filing
Prudential (PRU) EVP Vicki Walia RSUs Vest; Shares Withheld
What Happened
Vicki Walia, Executive Vice President of Prudential Financial (PRU), reported the vesting/conversion of restricted stock units (RSUs) on Feb 28, 2026. Three RSU tranches converted to 2,384 common shares (678 + 665 + 1,041). To cover tax withholding, 815 shares were surrendered at $98.38 per share (229 + 225 + 361), totaling about $80,180. Net shares received after withholding were approximately 1,569. The RSUs convert 1:1 to common stock.
Key Details
- Transaction date: February 28, 2026; Form filed March 3, 2026 (reports the Feb 28 vesting).
- Actions reported: M = conversion/settlement of derivative (RSU vesting) for 2,384 shares; F = shares withheld for taxes, 815 shares disposed at $98.38 each (total ~$80,180).
- Estimated value of vested shares at $98.38: ≈ $234,538; net shares retained ≈ 1,569.
- Footnotes: F1 = vesting of previously awarded RSUs; F2 = shares withheld for tax payment; F3 = RSUs convert 1:1 to common stock; F4–F6 = vesting schedule (one‑third per year beginning end of Feb 2024/2025/2026).
- Shares owned after the transaction: not stated in the filing.
- Filing timeliness: filing date is Mar 3, 2026 reporting Feb 28 activity (no late-filing flag shown in the provided data).
Context
This was an RSU vesting event, not an open-market buy or sale. The reported withholding of shares to satisfy tax obligations is routine for equity compensation and is coded F (tax withholding). Such vested‑and‑withheld transactions are standard and do not by themselves indicate a change in insider sentiment.
Insider Transaction Report
- Exercise/Conversion
Common Stock
[F1]2026-02-28+678→ 4,346 total - Tax Payment
Common Stock
[F2]2026-02-28$98.38/sh−229$22,529→ 4,117 total - Exercise/Conversion
Common Stock
[F1]2026-02-28+665→ 4,782 total - Tax Payment
Common Stock
[F2]2026-02-28$98.38/sh−225$22,136→ 4,557 total - Exercise/Conversion
Common Stock
[F1]2026-02-28+1,041→ 5,598 total - Tax Payment
Common Stock
[F2]2026-02-28$98.38/sh−361$35,515→ 5,237 total - Exercise/Conversion
2023 Restricted Stock Units
[F3][F4]2026-02-28−678→ 0 total→ Common Stock (678 underlying) - Exercise/Conversion
2024 Restricted Stock Units
[F3][F5]2026-02-28−665→ 666 total→ Common Stock (665 underlying) - Exercise/Conversion
2025 Restricted Stock Units
[F3][F6]2026-02-28−1,041→ 2,082 total→ Common Stock (1,041 underlying)
Footnotes (6)
- [F1]Represents the vesting of previously awarded restricted stock units.
- [F2]Represents shares withheld for the payment of taxes.
- [F3]The Restricted Stock Units convert to common stock on a 1 to 1 basis.
- [F4]The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
- [F5]The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
- [F6]The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.