PRUDENTIAL FINANCIAL INC·4

Mar 3, 5:15 PM ET

Walia Vicki 4

4 · PRUDENTIAL FINANCIAL INC · Filed Mar 3, 2026

Research Summary

AI-generated summary of this filing

Updated

Prudential (PRU) EVP Vicki Walia RSUs Vest; Shares Withheld

What Happened
Vicki Walia, Executive Vice President of Prudential Financial (PRU), reported the vesting/conversion of restricted stock units (RSUs) on Feb 28, 2026. Three RSU tranches converted to 2,384 common shares (678 + 665 + 1,041). To cover tax withholding, 815 shares were surrendered at $98.38 per share (229 + 225 + 361), totaling about $80,180. Net shares received after withholding were approximately 1,569. The RSUs convert 1:1 to common stock.

Key Details

  • Transaction date: February 28, 2026; Form filed March 3, 2026 (reports the Feb 28 vesting).
  • Actions reported: M = conversion/settlement of derivative (RSU vesting) for 2,384 shares; F = shares withheld for taxes, 815 shares disposed at $98.38 each (total ~$80,180).
  • Estimated value of vested shares at $98.38: ≈ $234,538; net shares retained ≈ 1,569.
  • Footnotes: F1 = vesting of previously awarded RSUs; F2 = shares withheld for tax payment; F3 = RSUs convert 1:1 to common stock; F4–F6 = vesting schedule (one‑third per year beginning end of Feb 2024/2025/2026).
  • Shares owned after the transaction: not stated in the filing.
  • Filing timeliness: filing date is Mar 3, 2026 reporting Feb 28 activity (no late-filing flag shown in the provided data).

Context
This was an RSU vesting event, not an open-market buy or sale. The reported withholding of shares to satisfy tax obligations is routine for equity compensation and is coded F (tax withholding). Such vested‑and‑withheld transactions are standard and do not by themselves indicate a change in insider sentiment.

Insider Transaction Report

Form 4
Period: 2026-02-28
Walia Vicki
Executive Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-02-28+6784,346 total
  • Tax Payment

    Common Stock

    [F2]
    2026-02-28$98.38/sh229$22,5294,117 total
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-02-28+6654,782 total
  • Tax Payment

    Common Stock

    [F2]
    2026-02-28$98.38/sh225$22,1364,557 total
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-02-28+1,0415,598 total
  • Tax Payment

    Common Stock

    [F2]
    2026-02-28$98.38/sh361$35,5155,237 total
  • Exercise/Conversion

    2023 Restricted Stock Units

    [F3][F4]
    2026-02-286780 total
    Common Stock (678 underlying)
  • Exercise/Conversion

    2024 Restricted Stock Units

    [F3][F5]
    2026-02-28665666 total
    Common Stock (665 underlying)
  • Exercise/Conversion

    2025 Restricted Stock Units

    [F3][F6]
    2026-02-281,0412,082 total
    Common Stock (1,041 underlying)
Footnotes (6)
  • [F1]Represents the vesting of previously awarded restricted stock units.
  • [F2]Represents shares withheld for the payment of taxes.
  • [F3]The Restricted Stock Units convert to common stock on a 1 to 1 basis.
  • [F4]The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
  • [F5]The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
  • [F6]The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.
Signature
/s/ Danny Fiore, attorney-in-fact|2026-03-03

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT