Chappuis Jacques 4

4 · PRUDENTIAL FINANCIAL INC · Filed May 4, 2026

AI-generated summary of this filing

Updated May 4, 2026

Prudential (PRU) EVP Jacques Chappuis Receives RSUs; Shares Withheld

What Happened

Jacques Chappuis, Executive Vice President of Prudential Financial (PRU), had previously awarded restricted stock units (RSUs) vest on 2026-04-30. A total of 10,333 RSUs converted to common stock (1:1) at no cash exercise price.
To cover tax liabilities, 5,715 of those shares were withheld/disposed at $98.11 per share, totaling $560,698. The net shares retained by Chappuis after withholding were 4,618. The filing shows the vesting/conversion (transaction code M) and tax withholding/disposition (transaction code F).

Key Details

Transaction date: 2026-04-30; filing date: 2026-05-04 (filed within required 2 business days).
Conversion/vesting: 10,333 RSUs -> 10,333 common shares (acquisition value reported $0).
Shares withheld for taxes: 5,715 shares @ $98.11 = $560,698 (disposed).
Net shares received by insider: 4,618.
Footnotes: F1 = vesting of previously awarded RSUs; F2 = shares withheld for taxes; F3 = RSUs convert 1:1 to common stock; F4 = RSUs vest 1/3 per year beginning 4/30/2026.
Shares owned after the transaction: not stated in the filing.

Context

This was a routine RSU vesting and tax-withholding transaction (award settlement), not an open-market purchase or voluntary sale; tax withholding is common and does not necessarily signal a change in insider sentiment.
Transaction codes: M = exercise/conversion of derivative (here, RSU conversion), F = payment of exercise price or tax liability (shares withheld).

Form 4

Period: 2026-04-30

Executive Vice President

Transactions

Exercise/Conversion
Common Stock
[F1]
2026-04-30+6,168→ 7,168 total
Tax Payment
Common Stock
[F2]
2026-04-30$98.11/sh−3,411$334,653→ 3,757 total
Exercise/Conversion
Common Stock
[F1]
2026-04-30+4,165→ 7,922 total
Tax Payment
Common Stock
[F2]
2026-04-30$98.11/sh−2,304$226,045→ 5,618 total
Exercise/Conversion
4/24/25 Restricted Stock Units
[F3][F4]
2026-04-30−6,168→ 24,834 total
Exercise: $0.00→ Common Stock (6,168 underlying)
Exercise/Conversion
4/24/25 Restricted Stock Units
[F3][F4]
2026-04-30−4,165→ 20,669 total
Exercise: $0.00→ Common Stock (4,165 underlying)

Footnotes (4)

[F1]Represents the vesting of previously awarded restricted stock units.
[F2]Represents shares withheld for the payment of taxes.
[F3]The Restricted Stock Units convert to common stock on a 1 to 1 basis.
[F4]The Restricted Stock Units will vest 1/3 per year beginning the last day of April 2026.

Signature

/s/ Danny Fiore, attorney-in-fact|2026-05-04

1 file