KAPPLER ANN M 4
4 · PRUDENTIAL FINANCIAL INC · Filed May 18, 2026
Research Summary
AI-generated summary of this filing
Prudential (PRU) EVP/General Counsel Ann Kappler Sells 13,580 Shares
What Happened
Ann Kappler, EVP and General Counsel of Prudential Financial (PRU), sold 13,580 shares in an open-market transaction on May 14, 2026. The Form 4 reports a weighted-average sale price of $103.25, for total proceeds of approximately $1,402,135. The sales were executed in multiple trades at prices ranging from $103.25 to $103.29.
Key Details
- Transaction date: May 14, 2026 (filed on Form 4 on May 18, 2026; filing appears timely).
- Reported weighted-average price: $103.25; execution price range: $103.25–$103.29 (multiple trades).
- Shares sold: 13,580; total proceeds ≈ $1,402,135.
- Shares held after transaction: 22,059 shares directly and 899 shares indirectly (401(k)).
- Other holdings: 9,952 vested stock options, 15,446 restricted stock units (RSUs), and 68,395 target performance shares (final amount depends on performance).
- Footnote: amount reported was adjusted to include 15 shares acquired under the Prudential Employee Savings Plan between 12/31/2025 and 3/31/2026 (acquisition exempt under Rules 16b-3(c) and 16a-3(f)(1)(i)(B)). Reporting person will provide details of the number of shares sold at each price upon request.
Context
This was a sale (not a purchase or option exercise). Insider sales are often routine (e.g., for diversification or personal liquidity) and do not by themselves signal management’s view of company fundamentals. Kappler is a company officer (Section 16 filer) but is not indicated as a 10% owner.
Insider Transaction Report
- Sale
Common Stock
[F1][F2]2026-05-14$103.25/sh−13,580$1,402,135→ 22,059 total
- 899(indirect: By 401(k))
Common Stock
[F3]
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.25 to $103.29 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- [F2]Following the transaction reported on this Form 4, Ann Kappler continues to hold 22,059 shares directly and 899 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 15,446 restricted stock units and 68,395 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- [F3]Amount reported has been adjusted to include 15 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2025, and March 31, 2026. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).