4Filed Aug 17, 8:00 PM ET

Prudential (PRU) EVP Ann Kappler Sells 7,652 Shares

$PRU · PRUDENTIAL FINANCIAL INC

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Prudential (PRU) EVP Ann Kappler Sells 7,652 Shares

What Happened
Ann M. Kappler, EVP and General Counsel of Prudential Financial, sold 7,652 shares of Prudential common stock in an open-market sale on August 14, 2026. The sale was reported at a weighted average price of $125.01 per share (prices ranged $125.00–$125.10), for total proceeds of approximately $956,577. This was a sale (liquidity event), which is often routine for insiders and does not by itself indicate a change in view on the company.

Key Details

  • Transaction date: August 14, 2026; Filed: August 18, 2026. Report lists an open-market/private sale (Code S).
  • Price: Weighted average $125.01; per-footnote prices ranged $125.00–$125.10.
  • Shares sold: 7,652; Reported proceeds: $956,577.
  • Shares held after transaction: 14,407 shares directly and 909 shares indirectly (401(k) account).
  • Other holdings: 9,952 vested stock options, 15,446 restricted stock units, and up to 68,395 target performance shares (actual number depends on performance).
  • Notable footnotes: F1 explains the weighted-average price and offers to provide per-price breakouts on request; F3 notes an adjustment adding 10 shares acquired under the Prudential Employee Savings Plan (Mar 31–Jun 30, 2026), exempt from Section 16 rules.
  • Filing timeliness: transaction reported with an August 18, 2026 filing for an August 14, 2026 trade; the Form 4 shows the report date and transaction date but does not state any special late-filing designation.

Context
Insider sales are commonly done for personal liquidity, tax planning, or diversification and do not necessarily reflect insider sentiment about the company. Kappler still retains meaningful exposure through direct holdings, a 401(k) stake, vested options, RSUs, and performance shares.