8-KAccepted Oct 15, 4:22 PM ET
Prudential Financial Inc: prelim Q3 2026 AUM $1,470,000,000,000
Accepted (ET)
4:22 PM
Oct 15, 2026
Filed
Oct 15, 2026
Documents
14
Size
4.7 MB
Summary
Prudential Financial Inc: prelim Q3 2026 AUM $1,470,000,000,000
What happened Prudential Financial Inc furnished a Current Report on Form 8-K on Oct 15, 2026 disclosing preliminary financial information for the quarter ended Sep 30, 2026 and changes to its segment reporting. The filing estimates and unaudited results for the quarter and states those estimates could be materially different from final results.
Key details
- Assets under management of the PGIM segment as of Sep 30, 2026 were $1,470,000,000,000.
- For the quarter ended Sep 30, 2026, PGIM’s other related revenues, net of related expenses, were approximately $20,000,000 on an adjusted operating income basis.
- For the quarter ended Sep 30, 2026, alternative investment income of the company’s General Account (excluding Closed Block Division and Funds Withheld) is estimated to be approximately $15,000,000 - $35,000,000 above the company’s near-term expectations.
- The Prudential of Japan sales suspension for the quarter ended Sep 30, 2026 resulted in an estimated reduction of approximately $140,000,000 in the Japan Businesses’ pre-tax adjusted operating income; effective in Q3 2026 the former International Businesses segment was renamed “Japan Businesses,” certain emerging markets operations (including Brazil and Mexico) were reclassified to divested and run-off businesses within Corporate and Other, and the company’s indirect 40% ownership in Administradora de Fondos de Pensiones Habitat S.A. was moved to the Retirement segment. The company furnished a revised quarterly financial supplement for Q2 2026 reflecting these retrospective changes.
Why it may matter The filing reports Item 2.02 (results of operations and financial condition), providing preliminary, unaudited financial estimates for the quarter ended Sep 30, 2026, and Item 7.01 (Regulation FD disclosure), describing retrospective segment reporting reclassifications and the renaming of the International Businesses segment to Japan Businesses. The filing does not show why the company acted.