Home/Filings/4/0001138951-09-000025
4//SEC Filing

Wong Peter M O 4

Accession 0001138951-09-000025

CIK 0001138951other

Filed

Aug 31, 8:00 PM ET

Accepted

Sep 1, 5:31 PM ET

Size

48.0 KB

Accession

0001138951-09-000025

Insider Transaction Report

Form 4
Period: 2009-08-27
Wong Peter M O
SVP, General Counsel
Transactions
  • Disposition to Issuer

    Non-qualified stock option (right to buy)

    2009-08-2712,3710 total
    Exercise: $9.14Exp: 2016-03-27Class A Common (12,371 underlying)
  • Disposition to Issuer

    Non-qualified stock option (right to buy)

    2009-08-2727,5000 total
    Exercise: $10.00Exp: 2012-01-31Class A Common (27,500 underlying)
  • Disposition to Issuer

    Non-qualified stock option (right to buy)

    2009-08-2724,2170 total
    Exercise: $15.17Exp: 2016-10-30Class A Common (24,217 underlying)
  • Disposition to Issuer

    Non-qualified stock option (right to buy)

    2009-08-2715,0000 total
    Exercise: $7.02Exp: 2017-09-17Class A Common (15,000 underlying)
  • Award

    Non-qualified stock option (right to buy)

    2009-08-27+655655 total
    Exercise: $3.79Exp: 2014-05-19Class A Common (655 underlying)
  • Disposition to Issuer

    Non-qualified stock option (right to buy)

    2009-08-271,3230 total
    Exercise: $9.14Exp: 2014-05-19Class A Common (1,323 underlying)
  • Disposition to Issuer

    Non-qualified stock option (right to buy)

    2009-08-278,9790 total
    Exercise: $9.14Exp: 2015-04-12Class A Common (8,979 underlying)
  • Award

    Non-qualified stock option (right to buy)

    2009-08-27+11,91911,919 total
    Exercise: $3.79Exp: 2017-09-17Class A Common (11,919 underlying)
  • Disposition to Issuer

    Non-qualified stock option (right to buy)

    2009-08-2750,0710 total
    Exercise: $9.14Exp: 2016-10-30Class A Common (50,071 underlying)
  • Award

    Non-qualified stock option (right to buy)

    2009-08-27+4,8544,854 total
    Exercise: $3.79Exp: 2015-04-12Class A Common (4,854 underlying)
  • Disposition to Issuer

    Non-qualified stock option (right to buy)

    2009-08-2724,6120 total
    Exercise: $12.16Exp: 2016-10-30Class A Common (24,612 underlying)
  • Disposition to Issuer

    Non-qualified stock option (right to buy)

    2009-08-2715,9000 total
    Exercise: $9.33Exp: 2018-09-15Class A Common (15,900 underlying)
  • Award

    Non-qualified stock option (right to buy)

    2009-08-27+7,4047,404 total
    Exercise: $3.79Exp: 2016-03-27Class A Common (7,404 underlying)
  • Award

    Non-qualified stock option (right to buy)

    2009-08-27+11,29311,293 total
    Exercise: $3.79Exp: 2016-10-30Class A Common (11,293 underlying)
  • Award

    Non-qualified stock option (right to buy)

    2009-08-27+8,7578,757 total
    Exercise: $3.79Exp: 2016-10-30Class A Common (8,757 underlying)
  • Award

    Non-qualified stock option (right to buy)

    2009-08-27+7,1667,166 total
    Exercise: $3.79Exp: 2012-01-31Class A Common (7,166 underlying)
  • Award

    Non-qualified stock option (right to buy)

    2009-08-27+10,52810,528 total
    Exercise: $3.79Exp: 2018-09-15Class A Common (10,528 underlying)
  • Award

    Non-qualified stock option (right to buy)

    2009-08-27+30,13730,137 total
    Exercise: $3.79Exp: 2016-10-30Class A Common (30,137 underlying)
Footnotes (23)
  • [F1]The canceled options were 100% vested.
  • [F10]On August 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 9, 2008 under the issuer's 2002 Equity Incentive Plan. In exchange for the option, the reporting person received an option to purchase 11,293 shares.
  • [F11]The canceled options provided for vesting as follows: 15,639 options vested on June 9, 2009 and the remaining options vested in 17 equal monthly installments commencing June 30, 2009.
  • [F12]On August 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 9, 2008 under the issuer's 2002 Equity Incentive Plan. In exchange for the option, the reporting person received an option to purchase 8,757 shares.
  • [F13]The canceled options provided for vesting in 48 equal monthly installments commencing September 17, 2007.
  • [F14]On August 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on September 17, 2007 under the issuer's 2002 Equity Incentive Plan. In exchange for the option, the reporting person received 11,919 non-qualified stock options.
  • [F15]The canceled options provided for vesting in 48 equal monthly installments commencing September 15, 2008.
  • [F16]On August 26, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on September 15, 2008 under the issuer's 2002 Equity Incentive Plan. In exchange for the option, the reporting person received 10,528 non-qualified stock options.
  • [F17]Options granted under the issuer's 2002 Equity Incentive Plan. The options are 100% vested on date of grant.
  • [F18]Options granted under the issuer's 2002 Equity Incentive Plan. The options vest as follows: 6,169 options are vested on grant date, 154 options vest on September 27, 2009, and the remaining options vest in 7 equal monthly installments commencing October 27, 2009.
  • [F19]Options granted under the issuer's 2002 Equity Incentive Plan. The options vest as follows: 20,719 options are vested on grant date, 627 options vest on August 31, 2009, and the remaining options vest in 14 equal monthly installments commencing September 30, 2009.
  • [F2]On August 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on January 31, 2002 under the issuer's 2002 Equity Incentive Plan. In exchange for the option, the reporting person received an option to purchase 7,166 shares.
  • [F20]Options granted under the issuer's 2002 Equity Incentive Plan. The options vest as follows: 7,763 options are vested on grant date, 235 options vest on August 31, 2009 and the remaining options vest in 14 equal monthly installments commencing Se[te,ber 30, 2009.
  • [F21]Options granted under the issuer's 2002 Equity Incentive Plan. The options vest as follows: 6,020 options are vested on grant date, 182 options vest on August 31, 2009 and the remaining options vest in 14 equal monthly installments commencing September 30, 2009.
  • [F22]Options granted under the issuer's 2002 Equity Incentive Plan. The options vest as follows: 5,711 options are vested on grant date, 248 options vest on September 17, 2009 and the remaining options vest in 24 equal monthly installments commencing October 17, 2009.
  • [F23]Options granted under the issuer's 2002 Equity Incentive Plan. The options vest as follows: 2,412 options are vested on grant date, 219 options vest on September 15, 2009 and the remaining options vest in 36 equal monthly installments commencing October 15, 2009.
  • [F3]On August 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 9, 2008 under the issuer's 2002 Equity Incentive Plan. In exchange for the option, the reporting person received an option to purchase 655 shares.
  • [F4]On August 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 9, 2008 under the issuer's 2002 Equity Incentive Plan. In exchange for the option, the reporting person received an option to purchase 4,854 shares.
  • [F5]The canceled options provided for vesting as follows: 9,794 options vested on June 9, 2009 and the remaining options vested in 10 equal monthly installments commencing June 27, 2009.
  • [F6]On August 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 9, 2008 under the issuer's 2002 Equity Incentive Plan. In exchange for the option, the reporting person received an option to purchase 7,404 shares.
  • [F7]The canceled options provided for vesting as follows: 32,337 options vested on June 9, 2009 and the remaining options vested in 17 equal monthly installments commencing June 27, 2009.
  • [F8]On August 27, 2009, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 9, 2008 under the issuer's 2002 Equity Incentive Plan. In exchange for the option, the reporting person received an option to purchase 30,137 shares.
  • [F9]The canceled options provided for vesting as follows: 15,894 options vested on June 9, 2009 and the remaining options vested in 17 equal monthly installments commencing June 30, 2009.

Issuer

LEAPFROG ENTERPRISES INC

CIK 0001138951

Entity typeother

Related Parties

1
  • filerCIK 0001392455

Filing Metadata

Form type
4
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 5:31 PM ET
Size
48.0 KB