4//SEC Filing
Ray Rodney R 4
Accession 0001139020-04-000237
CIK 0001144892other
Filed
Sep 9, 8:00 PM ET
Accepted
Sep 10, 7:44 PM ET
Size
12.9 KB
Accession
0001139020-04-000237
Insider Transaction Report
Form 4
Ray Rodney R
DirectorPresident10% Owner
Transactions
- Other
OPTIONS
2004-09-08+500,000→ 500,000 totalExercise: $0.25From: 2005-09-08Exp: 2007-09-08→ COMMON STOCK (500,000 underlying) - Other
OPTIONS
2004-09-08+1,000,000→ 1,000,000 totalExercise: $0.50From: 2005-09-08Exp: 2007-09-08→ COMMON STOCK (1,000,000 underlying) - Other
COMMON STOCK
2004-09-08+2,000,000→ 2,592,900 total
Footnotes (2)
- [F1]THE 2,000,000 SHARES OF THE ISSUER'S COMMON STOCK WERE ACQUIRED PURSUANT TO THE TERMS OF THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT BY AND BETWEEN THE ISSUER AND RODNEY R. RAY, DATED SEPTEMBER 8, 2004. THE SUBJECT STOCK IS DEEMED COMPENSATION TO MR. RAY AND THERE WAS NO CASH CONSIDERATION PAID BY MR. RAY. FOR MORE INFORMATION CONCERNING THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT, REFERENCE IS MADE TO EXHIBIT 99 TO THE ISSUER'S CURRENT REPORT ON FORM 8-K, WHICH WAS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 10, 2004.
- [F2]THE OPTIONS CONVERTABLE INTO THE ISSUER'S COMMON STOCK WERE ACQUIRED PURSUANT TO THE TERMS OF THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT BY AND BETWEEN THE ISSUER AND RODNEY R. RAY, DATED SEPTEMBER 8, 2004. THE SUBJECT OPTIONS ARE DEEMED COMPENSATION TO MR. RAY AND THERE WAS NO CASH CONSIDERATION PAID BY MR. RAY. FOR MORE INFORMATION CONCERNING THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT, REFERENCE IS MADE TO EXHIBIT 99 TO THE ISSUER'S CURRENT REPORT ON FORM 8-K, WHICH WAS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 10, 2004.
Documents
Issuer
EPIC FINANCIAL CORP
CIK 0001144892
Entity typeother
Related Parties
1- filerCIK 0001299615
Filing Metadata
- Form type
- 4
- Filed
- Sep 9, 8:00 PM ET
- Accepted
- Sep 10, 7:44 PM ET
- Size
- 12.9 KB