JAMES BARBARA 4
4 · PAULSON CAPITAL CORP · Filed Jan 26, 2004
Insider Transaction Report
Form 4
JAMES BARBARA
Other
Transactions
- Exercise of In-Money
Common Stock
2004-01-22$7.01/sh+3,000$21,030→ 3,405 total - Sale
Common Stock
2004-01-22$13.51/sh−3,000$40,530→ 405 total - Exercise of In-Money
Stock Option (Right to Buy Common Stock)
2004-01-22−3,000→ 2,500 totalExercise: $7.01From: 2002-03-19Exp: 2007-03-18→ Common Stock (3,000 underlying)
Footnotes (2)
- [F1]Barbara James is Assistant Corporate Secretary for both Paulson Investment Company, Inc. (a wholly owned subsidiary of Paulson Capital Corp.) and Paulson Capital Corp.
- [F2]These transactions result from the exercise of 3,000 stock options granted on March 19, 2002 for a price of $7.01 per share.