4/A//SEC Filing
RANDOM HOUSE VENTURES LLC 4/A
Accession 0001140361-04-002609
CIK 0001077926other
Filed
Apr 20, 8:00 PM ET
Accepted
Apr 21, 5:20 PM ET
Size
13.1 KB
Accession
0001140361-04-002609
Insider Transaction Report
Form 4/AAmended
AUDIBLE INCADBL
BERTELSMANN, INC.
10% Owner
Transactions
- Conversion
Common Stock
2004-02-09+1,250,000→ 6,090,091 total - Conversion
Series B Convertible Preferred Stock
2004-02-09−1,250,000→ 0 totalExercise: $0.56From: 2003-08-01Exp: 1998-08-08→ Common Stock (1,250,000 underlying)
BERTELSMANN MULTIMEDIA INC
10% Owner
Transactions
- Conversion
Common Stock
2004-02-09+1,250,000→ 6,090,091 total - Conversion
Series B Convertible Preferred Stock
2004-02-09−1,250,000→ 0 totalExercise: $0.56From: 2003-08-01Exp: 1998-08-08→ Common Stock (1,250,000 underlying)
RANDOM HOUSE VENTURES LLC
10% Owner
Transactions
- Conversion
Common Stock
2004-02-09+1,250,000→ 6,090,091 total - Conversion
Series B Convertible Preferred Stock
2004-02-09−1,250,000→ 0 totalExercise: $0.56From: 2003-08-01Exp: 1998-08-08→ Common Stock (1,250,000 underlying)
RANDOM HOUSE INC
10% Owner
Transactions
- Conversion
Common Stock
2004-02-09+1,250,000→ 6,090,091 total - Conversion
Series B Convertible Preferred Stock
2004-02-09−1,250,000→ 0 totalExercise: $0.56From: 2003-08-01Exp: 1998-08-08→ Common Stock (1,250,000 underlying)
Footnotes (4)
- [F1]In accordance with the terms of the Series B Convertible Preferred Stock Certificate of Designation, 1,250,000 shares of Series B Convertible Preferred Stock were converted on February 9, 2004 into 1,250,000 shares of Common Stock, at a conversion rate of 1 to 1.
- [F2]In the aggregate the Reporting Persons as a group own 6,090,091 shares of Common Stock consisting of 2,944,102 shares beneficially owned by Random House Ventures L.L.C. (including 878,333 shares issuable upon exercise of a warrant), 1,895,989 shares owned by Bertelsmann Multimedia, Inc. and 1,250,000 shares owned by Random House, Inc. Bertelsmann, Inc. does not directly own any Common Stock.
- [F3]The conversion price per share of Series B Preferred Stock at the time of conversion was $.056 per share.
- [F4]Expiration Date not applicable.
Documents
Issuer
AUDIBLE INC
CIK 0001077926
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001273241
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 20, 8:00 PM ET
- Accepted
- Apr 21, 5:20 PM ET
- Size
- 13.1 KB