4//SEC Filing
Jennings James Gordon III 4
Accession 0001140361-04-006979
CIK 0001069996other
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 4:46 PM ET
Size
14.4 KB
Accession
0001140361-04-006979
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2004-12-13$13.10/sh−15,000$196,505→ 0 total - Sale
Common Stock
2004-12-14$13.05/sh−1,000$13,050→ 0 total - Exercise of In-Money
Options
2004-12-14$9.17/sh−1,000$9,167→ 14,000 totalExercise: $9.17From: 2003-06-04Exp: 2008-06-04→ Common Stock (1,000 underlying) - Award
Options
2004-05-06$20.00/sh+30,000$600,000→ 30,000 totalExercise: $20.00From: 2005-05-06Exp: 2010-05-06→ Common Stock (30,000 underlying) - Exercise of In-Money
Options
2004-12-13$6.67/sh−15,000$100,005→ 15,000 totalExercise: $6.67From: 2003-01-02Exp: 2012-01-02→ Common Stock (15,000 underlying)
Footnotes (4)
- [F1]All share totals, option totals and options prices have been adjusted for the issuers 3-for-2 stock split in September 2004.
- [F2]Options vest 20% per year beginning on 05/06/2005. Options granted were inadvertently not reported due to error.
- [F3]Options vest 25% per year beginning 01/02/2003.
- [F4]Options vest 20% per year beginning on 06/04/2003.
Documents
Issuer
21ST CENTURY HOLDING CO
CIK 0001069996
Entity typeother
Related Parties
1- filerCIK 0001311501
Filing Metadata
- Form type
- 4
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 4:46 PM ET
- Size
- 14.4 KB