Home/Filings/4/0001140361-07-000017
4//SEC Filing

CAPITAL BANK CORP 4

Accession 0001140361-07-000017

CIK 0001071992operating

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 8:48 AM ET

Size

18.4 KB

Accession

0001140361-07-000017

Insider Transaction Report

Form 4
Period: 2006-12-31
Transactions
  • Exercise/Conversion

    Phantom Stock Units

    2007-01-012,3360 total
    From: 2007-01-01Exp: 2007-01-01Common Stock (2,336 underlying)
  • Exercise/Conversion

    Common Stock

    2007-01-01+2,33611,313 total
  • Award

    Phantom Stock Units

    2006-12-31$17.33/sh+1,711$29,6521,711 total
    From: 2008-01-01Exp: 2008-01-01Common Stock (1,711 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $14.00From: 1998-08-10Exp: 2008-08-10Common Stock (2,500 underlying)
    2,500
  • Common Stock

    (indirect: By Spouse)
    1,000
  • Common Stock

    (indirect: By Trust)
    23,500
  • Common Stock

    (indirect: By IRA)
    2,000
  • Stock Option (Right to Buy)

    Exercise: $10.65From: 2001-12-28Exp: 2001-12-28Common Stock (6,000 underlying)
    6,000
  • Common Stock

    (indirect: By Trust)
    6,000
Footnotes (3)
  • [F1]Robert L. Jones Charitable Foundation
  • [F2]Sheridan Trust: Robert L. Jones, Trustee
  • [F3]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated Effective January 1, 2005). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock or cash, at the discretion of Capital Bank Corporation, upon the reporting person's termination of service as a director due to retirement, disability, or death, or upon a date certain specified by the participant.

Documents

1 file

Issuer

CAPITAL BANK CORP

CIK 0001071992

Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0001071992

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 8:48 AM ET
Size
18.4 KB