4//SEC Filing
CAPITAL BANK CORP 4
Accession 0001140361-07-000023
CIK 0001071992operating
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 8:54 AM ET
Size
16.6 KB
Accession
0001140361-07-000023
Insider Transaction Report
Form 4
PERKINS GEORGE R III
Director
Transactions
- Exercise/Conversion
Phantom Stock Units
2007-01-01−2,261→ 0 totalFrom: 2007-01-01Exp: 2007-01-01→ Common Stock (2,261 underlying) - Award
Phantom Stock Units
2006-12-31$17.33/sh+1,872$32,442→ 1,872 totalFrom: 2008-01-01Exp: 2008-01-01→ Common Stock (1,872 underlying) - Exercise/Conversion
Common Stock
2007-01-01+2,261→ 38,992 total
Holdings
- 2,500
Stock Option (Right to Buy)
Exercise: $14.00From: 1998-08-10Exp: 2008-08-10→ Common Stock (2,500 underlying) - 5,000
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (5,000 underlying) - 64,115(indirect: By Proxy for Father)
Common Stock
- 2,000
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,000 underlying)
Footnotes (3)
- [F1]Between 12/31/2005 and the date of this report, the reporting person acquired 533 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.
- [F2]Reporting person has a revocable proxy agreement dated 2/17/2000 to vote 100% of shares owned by his father, George R. Perkins, Jr.
- [F3]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated Effective January 1, 2005). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock or cash, at the discretion of Capital Bank Corporation, upon the reporting person's termination of service as a director due to retirement, disability, or death, or upon a date certain specified by the participant.
Documents
Issuer
CAPITAL BANK CORP
CIK 0001071992
Entity typeoperating
IncorporatedNC
Related Parties
1- filerCIK 0001071992
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 8:54 AM ET
- Size
- 16.6 KB