Home/Filings/4/0001140361-07-000025
4//SEC Filing

CAPITAL BANK CORP 4

Accession 0001140361-07-000025

CIK 0001071992operating

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 8:56 AM ET

Size

18.9 KB

Accession

0001140361-07-000025

Insider Transaction Report

Form 4
Period: 2006-12-31
PERRY DON W
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2007-01-01+2,83815,382 total
  • Exercise/Conversion

    Phantom Stock Units

    2007-01-012,8380 total
    From: 2007-01-01Exp: 2007-01-01Common Stock (2,838 underlying)
  • Award

    Phantom Stock Units

    2006-12-31$17.33/sh+1,971$34,1571,971 total
    From: 2008-01-01Exp: 2008-01-01Common Stock (1,971 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $14.00From: 1998-08-10Exp: 2008-08-10Common Stock (2,500 underlying)
    2,500
  • Stock Option (Right to Buy)

    Exercise: $10.65From: 2001-12-28Exp: 2011-12-28Common Stock (5,000 underlying)
    5,000
  • Common Stock

    (indirect: By Children)
    900
  • Common Stock

    (indirect: By Affiliated Corporation)
    44,265
  • Common Stock

    (indirect: By Spouse)
    7,500
Footnotes (5)
  • [F1]Between 12/31/2005 and the date of this report, the reporting person acquired two shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.
  • [F2]Minor Child 1 - W. Perry
  • [F3]Minor Child 2 - M. Perry
  • [F4]Lee Brick & Tile Company - 4% owned by reporting person.
  • [F5]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated Effective January 1, 2005). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock or cash, at the discretion of Capital Bank Corporation, upon the reporting person's termination of service as a director due to retirement, disability, or death, or upon a date certain specified by the participant.

Documents

1 file

Issuer

CAPITAL BANK CORP

CIK 0001071992

Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0001071992

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 8:56 AM ET
Size
18.9 KB