CAPITAL BANK CORP 4
4 · CAPITAL BANK CORP · Filed Jan 3, 2007
Insider Transaction Report
Form 4
THOMAS J REX
Director
Transactions
- Exercise/Conversion
Phantom Stock Units
2007-01-01−2,451→ 0 totalFrom: 2007-01-01Exp: 2007-01-01→ Common Stock (2,451 underlying) - Exercise/Conversion
Common Stock
2007-01-01+2,451→ 15,380 total - Award
Phantom Stock Units
2006-12-31$17.33/sh+2,056$35,630→ 2,056 totalFrom: 2008-01-01Exp: 2008-01-01→ Common Stock (2,056 underlying)
Holdings
- 5,000
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (5,000 underlying) - 14,300(indirect: By Spouse)
Common Stock
- 2,750
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,750 underlying) - 2,500
Stock Option (Right to Buy)
Exercise: $14.00From: 1998-08-10Exp: 2008-08-10→ Common Stock (2,500 underlying) - 1,018(indirect: By Spouse)
Common Stock
Footnotes (1)
- [F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated Effective January 1, 2005). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock or cash, at the discretion of Capital Bank Corporation, upon the reporting person's termination of service as a director due to retirement, disability, or death, or upon a date certain specified by the participant.