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4//SEC Filing

CAPITAL BANK CORP 4

Accession 0001140361-07-000033

CIK 0001071992operating
View on SEC.govCompany Profile

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 9:03 AM ET

Size

18.1 KB

Accession

0001140361-07-000033

Insider Transaction Report

Form 4
Period: 2006-12-31
CAPITAL BANK CORPCBKN
WORNOM SAMUEL J III
Director
Transactions
  • Exercise/Conversion

    Phantom Stock Units

    2007-01-01−2,635→ 8,870 total
    From: 2007-01-01Exp: 2007-01-01→ Common Stock (2,635 underlying)
  • Award

    Phantom Stock Units

    2006-12-31$17.33/sh+2,280$39,512→ 2,280 total
    From: 2008-01-01Exp: 2008-01-01→ Common Stock (2,280 underlying)
  • Exercise/Conversion

    Common Stock

    2007-01-01+2,635→ 41,435 total
Holdings

  • Stock Option (Right to Buy)

    Exercise: $14.00From: 1998-08-10Exp: 2008-08-10→ Common Stock (2,500 underlying)
    2,500

  • Stock Option (Right to Buy)

    Exercise: $10.65From: 2001-12-28Exp: 2011-12-28→ Common Stock (7,000 underlying)
    7,000

  • Stock Option (Right to Buy)

    Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (2,750 underlying)
    2,750

  • Common Stock

    (indirect: By Partnership)
    2,053

  • Common Stock

    (indirect: By Trust)
    1,056
Footnotes (4)
  • [F1]Between 12/31/2005 and the date of this report, the reporting person acquired 15 shares of Capital Bank Corporation common stock under the Capital Bank Corporation dividend reinvestment plan.
  • [F2]Education Irrevocable Trust: Bryan J. Philips and Samuel J. Wornom, III, Trustee.
  • [F3]Education Irrevocable Trust: Richard C, McKay, Jr. and Samuel J. Wornom, III, Trustee.
  • [F4]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated Effective January 1, 2005). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock or cash, at the discretion of Capital Bank Corporation, upon the reporting person's termination of service as a director due to retirement, disability, or death, or upon a date certain specified by the participant.

Documents

1 file

Issuer

CAPITAL BANK CORP

CIK 0001071992

→
Entity typeoperating
IncorporatedNC

Related Parties

1
  • filerCIK 0001071992

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 9:03 AM ET
Size
18.1 KB
View on SEC.gov