NORTH BAY BANCORP/CA 5
5 · NORTH BAY BANCORP/CA · Filed Feb 1, 2007
Insider Transaction Report
Form 5
Spencer Stephen
Director
Holdings
- 453
Common
- 156.28
Option to Buy
Exercise: $15.84From: 2006-07-01Exp: 2013-06-30→ Common (625.12 underlying) - 4,564(indirect: Solano Gateway Realty, Inc. Profit Sharing Plan)
Common
- 2,480.63
Option to Buy
Exercise: $20.79From: 2005-11-01Exp: 2014-10-31→ Common (3,307.5 underlying) - 430(indirect: By Trust)
Common
- 138
Common
- 12,060.86
Option to Buy
Exercise: $10.94From: 2001-07-01Exp: 2010-06-30→ Common (12,060.86 underlying)
Footnotes (5)
- [F1]These Shares are being held in JT with Director Spencer's daughter Christina Spencer and are being reported as a Direct holding.
- [F2]These Shares are being held in JT with Director Spencer's daughter Stephanie Spencer and are being reported as a Direct holding.
- [F3]These Shares are held Direct by Stephen Spencer and Patricia Spencer in JT.
- [F4]These Shares are being held in JT with Director Spencer's spouse Patricia Spencer (formerly Patricia Monson) with her daughter Haley Monson and are being reported as an Indirect holding.
- [F5]Mr. Spencer is a Trustee of the Premier Commercial 401k Profit Sharing Plan and may indirectly have shared voting power.