5//SEC Filing
NORTH BAY BANCORP/CA 5
Accession 0001140361-07-002227
CIK 0001102595operating
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 2:41 PM ET
Size
13.7 KB
Accession
0001140361-07-002227
Insider Transaction Report
Form 5
Spencer Stephen
Director
Holdings
- 453
Common
- 156.28
Option to Buy
Exercise: $15.84From: 2006-07-01Exp: 2013-06-30→ Common (625.12 underlying) - 4,564(indirect: Solano Gateway Realty, Inc. Profit Sharing Plan)
Common
- 2,480.63
Option to Buy
Exercise: $20.79From: 2005-11-01Exp: 2014-10-31→ Common (3,307.5 underlying) - 430(indirect: By Trust)
Common
- 138
Common
- 453(indirect: By Spouse)
Common
- 12,060.86
Option to Buy
Exercise: $10.94From: 2001-07-01Exp: 2010-06-30→ Common (12,060.86 underlying)
Footnotes (5)
- [F1]These Shares are being held in JT with Director Spencer's daughter Christina Spencer and are being reported as a Direct holding.
- [F2]These Shares are being held in JT with Director Spencer's daughter Stephanie Spencer and are being reported as a Direct holding.
- [F3]These Shares are held Direct by Stephen Spencer and Patricia Spencer in JT.
- [F4]These Shares are being held in JT with Director Spencer's spouse Patricia Spencer (formerly Patricia Monson) with her daughter Haley Monson and are being reported as an Indirect holding.
- [F5]Mr. Spencer is a Trustee of the Premier Commercial 401k Profit Sharing Plan and may indirectly have shared voting power.
Documents
Issuer
NORTH BAY BANCORP/CA
CIK 0001102595
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001102595
Filing Metadata
- Form type
- 5
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 2:41 PM ET
- Size
- 13.7 KB