NEWALLIANCE BANCSHARES INC 4

4 · NEWALLIANCE BANCSHARES INC · Filed Jun 28, 2007

Form 4

Period: 2007-06-26

EVP

Transactions

Tax Payment
Common Stock
2007-06-26$15.00/sh−177$2,655→ 1,167 total(indirect: By Stock Award)

Holdings

Common Stock
(indirect: By 401(k))
9,646
Stock Options (Right to Buy)
Exercise: $13.89From: 2007-06-26Exp: 2016-06-26→ Common Stock (5,000 underlying)
5,000
Stock Options (Right to Buy)
Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (340,000 underlying)
340,000
Common Stock
(indirect: DRIP)
416
Common Stock
(indirect: ESOP)
3,702
Common Stock
(indirect: By Stock Award)
120,400
Common Stock
(indirect: By Spouse)
35,670

Footnotes (4)

[F1]Stock awards granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vests 15% on each January 1 of years 2006-2011 and 10% on January 1, 2012.
[F2]Representing shares withheld by the issuer for tax liability purposes with respect to the vesting of and removal of restrictions on 1,750 shares of Restricted Stock previously issued to the Reporting Person on June 26, 2006 vesting ratably on June 26, 2007, 2008 and 2009, by the Issuer under its 2005 Long-Term Compensation Plan.
[F3]Option vests in equal annual installments over three years beginning on the first anniversary of the date grant, subject to continued employment.
[F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Incentive Plan vest 40% on December 31, 2005 and 20% on the last business day of each of the three succeeding years.

Documents

1 file