JONES RODDY L 4
4 · CAPITAL BANK CORP · Filed Sep 14, 2007
Insider Transaction Report
Form 4
JONES RODDY L
Director
Transactions
- Purchase
Common Stock
2007-09-14$14.95/sh+200$2,990→ 1,200 total(indirect: By Spouse)
Holdings
- 11,313
Common Stock
- 6,000(indirect: By Trust)
Common Stock
- 2,000(indirect: By IRA)
Common Stock
- 1,711
Phantom Stock Units
From: 2008-01-01Exp: 2008-01-01→ Common Stock (1,711 underlying) - 6,000
Stock Option (Right to Buy)
Exercise: $10.65From: 2001-12-28Exp: 2001-12-28→ Common Stock (6,000 underlying) - 2,500
Stock Option (Right to Buy)
Exercise: $14.00From: 1998-08-10Exp: 2008-08-10→ Common Stock (2,500 underlying) - 23,500(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Robert L. Jones Charitable Foundation
- [F2]Sheridan Trust: Robert L. Jones, Trustee
- [F3]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated Effective January 1, 2005). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock or cash, at the discretion of Capital Bank Corporation, upon the reporting person's termination of service as a director due to retirement, disability, or death, or upon a date certain specified by the participant.