4//SEC Filing
PENN OCTANE CORP 4
Accession 0001140361-07-018373
CIK 0000893813operating
Filed
Sep 18, 8:00 PM ET
Accepted
Sep 19, 5:42 PM ET
Size
8.0 KB
Accession
0001140361-07-018373
Insider Transaction Report
Form 4
PENN OCTANE CORPPOCC
RICHTER JEROME B
10% Owner
Transactions
- Other
Common Stock
2007-09-18$1.43/sh+500,000$715,000→ 4,205,242 total
Holdings
- 37,850(indirect: By Spouse)
Common Stock
- 250,000
Purchase Warrants
Exercise: $1.50From: 2005-03-09Exp: 2010-03-09→ Common Stock (250,000 underlying)
Footnotes (2)
- [F1]The securities were transferred to the reporting person in lieu of foreclosure by the reporting person. The securities were previously pledged to the reporting person as collateral to secure a loan from the reporting person to the holder of the securities.
- [F2]The purchase warrants vest in equal monthly installments over a 3 year period from date of issuance.
Documents
Issuer
PENN OCTANE CORP
CIK 0000893813
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000893813
Filing Metadata
- Form type
- 4
- Filed
- Sep 18, 8:00 PM ET
- Accepted
- Sep 19, 5:42 PM ET
- Size
- 8.0 KB