BARATTA ROBERT M 4
4 · KATY INDUSTRIES INC · Filed Oct 16, 2007
Insider Transaction Report
Form 4
BARATTA ROBERT M
Director
Transactions
- Award
Stock Appreciation Right
2007-05-31$1.10/sh+2,000$2,200→ 12,250 totalExercise: $1.10From: 2007-05-31Exp: 2017-05-31→ Common Stock (2,000 underlying) - Discretionary Transaction
Common Stock
2007-10-12$1.32/sh−915$1,208→ 22,735 total
Holdings
- 18,000
Option to purchase Common Stock
Exercise: $3.69From: 2005-05-26Exp: 2015-05-26→ Common Stock (18,000 underlying)
Footnotes (1)
- [F1]The exercisable date, conversion price, and expiration date on the stock options represent information from the most recent grant, 5/26/05. The Reporting Person has received stock options from 1999 through 2005 with conversion prices ranging from $3.69 to $9.88.