Home/Filings/4/0001140361-07-019803
4//SEC Filing

CARROLL DANIEL B 4

Accession 0001140361-07-019803

CIK 0000054681other

Filed

Oct 15, 8:00 PM ET

Accepted

Oct 16, 5:14 PM ET

Size

17.5 KB

Accession

0001140361-07-019803

Insider Transaction Report

Form 4
Period: 2007-10-12
Transactions
  • Award

    Stock Appreciation Right

    2007-05-31$1.10/sh+2,000$2,2004,000 total
    Exercise: $1.10From: 2007-05-31Exp: 2017-05-31Common Stock (2,000 underlying)
Holdings
  • Option to purchase Common Stock

    Exercise: $3.69From: 2005-05-26Exp: 2015-05-26Common Stock (23,000 underlying)
    23,000
  • Common Stock

    11,000
Footnotes (1)
  • [F1]The exercisable date, conversion price, and expiration date on the stock options represent information from the most recent grant, 5/26/05. The Reporting Person has received stock options from 1998 through 2005 with conversion prices ranging from $3.11 to $18.125.

Issuer

KATY INDUSTRIES INC

CIK 0000054681

Entity typeother

Related Parties

1
  • filerCIK 0001194813

Filing Metadata

Form type
4
Filed
Oct 15, 8:00 PM ET
Accepted
Oct 16, 5:14 PM ET
Size
17.5 KB