US XPRESS ENTERPRISES INC·4

Oct 16, 5:48 PM ET

US XPRESS ENTERPRISES INC 4

4 · US XPRESS ENTERPRISES INC · Filed Oct 16, 2007

Insider Transaction Report

Form 4
Period: 2007-10-12
Transactions
  • Other

    Stock Options (Right-to-Buy)

    2007-10-121,2000 total
    Exercise: $14.34Exp: 2017-05-11Class A Common Stock (1,200 underlying)
Footnotes (5)
  • [F1]The options to buy 1,200 shares of the Issuer's Class A Common Stock under the Issuer's 2006 Omnibus Incentive Plan, which originally provided for vesting in equal increments of 400 shares on each of the first, second and third anniversaries of the grant date beginning on May 11, 2008, were cancelled in connection with the merger of the New Mountain Lake Acquisition Company ("NMLAC") with and into the Issuer (the "Merger") in exchange for a cash payment of $6,912, representing (a) the difference between the per share exercise price of the option and the per share consideration received by stockholders in the Merger, times (b) the number of shares subject to the option.
  • [F2]The options to buy 1,200 shares of the Issuer?s Class A Common Stock under the Issuer?s 2006 Omnibus Incentive Plan, which originally provided for vesting in three annual installments beginning the first anniversary date of the grant, May 2, 2007, were cancelled in connection with the Merger in exchange for a cash payment of $216, representing (a) the difference between the per share exercise price of the option and the per share consideration received by stockholders in the Merger, times (b) the number of shares subject to the option.
  • [F3]The options to buy 1,200 shares of the Issuer?s Class A Common Stock under the Issuer?s 2003 Non-Employee Directors? Stock Award and Option Plan, which originally provided for vesting in three annual installments beginning on the first anniversary date of the grant, May 5, 2006, were cancelled in connection with the Merger in exchange for a cash payment of $9,984, representing (a) the difference between the per share exercise price of the option and the per share consideration received by stockholders in the Merger, times (b) the number of shares subject to the option.
  • [F4]The options to buy 1,200 shares of the Issuer?s Class A Common Stock under the Issuer?s 2003 Non-Employee Directors? Stock Award and Option Plan, which originally provided for vesting in three annual installments on the first anniversary date of the grant, May 18, 2005, were cancelled in connection with the Merger in exchange for a cash payment of $8,484, representing (a) the difference between the per share exercise price of the option and the per share consideration received by stockholders in the Merger, times (b) the number of shares subject to the option.
  • [F5]The options to buy 1,200 shares of the Issuer?s Class A Common Stock under the Issuer?s 2003 Non-Employee Directors? Stock Award and Option Plan, which originally provided for vesting in three annual installments beginning on the first anniversary date of the grant, May 7, 2004, were cancelled in connection with the Merger in exchange for a cash payment of $10,848, representing (a) the difference between the per share exercise price of the option and the per share consideration received by stockholders in the Merger, times (b) the number of shares subject to the option.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4