SIERRA PACIFIC RESOURCES /NV/ 4
4 · SIERRA PACIFIC RESOURCES /NV/ · Filed Nov 6, 2007
Insider Transaction Report
Form 4
SMART MICHAEL
Exec, Reg Hub Ops Reno/N Tahoe
Transactions
- Award
Common Stock
2007-11-02+1,409→ 4,055.607 total - Tax Payment
Common Stock
2007-11-02$16.73/sh−444$7,428→ 3,611.607 total
Holdings
- 1,135.664(indirect: Custodian Accounts)
Common Stock
Footnotes (3)
- [F1]Shares issued under Executive Long-term Incentive Plan; issuance exempt under Rule 16b-3. These options were contingent upon the return of NPC/SPPC to investment grade.
- [F2]Total includes 44 shares acquired in SPR Employee Stock Purchase Plan and an adjustment of 11.9354 shares since 04/30/07 held in the SPR 401K plan. Both are ?tax conditioned? plans within the meaning of Rule 16b-3(c). This total also includes 2.677 shares acquired from dividends that were reinvested on September 12, 2007 pursuant to SPR's Common Stock Investment Plan (dividend reinvestment plan).
- [F3]This total also includes 5.977 shares acquired from dividends that were reinvested on September 12, 2007 pursuant to SPR's Common Stock Investment Plan, a dividend reinvestment plan that meets the exemption requirements of Rule 16a-11.