SIERRA PACIFIC RESOURCES /NV/ 4
4 · SIERRA PACIFIC RESOURCES /NV/ · Filed Nov 6, 2007
Insider Transaction Report
Form 4
HIGGINS WALTER
Chairman/President/CEO
Transactions
- Disposition to Issuer
Common Stock
2007-11-02$16.73/sh−117,100$1,959,083→ 16,101.24 total - Award
Common Stock
2007-11-02$16.73/sh+100,000$1,673,000→ 116,101.24 total - Tax Payment
Common Stock
2007-11-02$16.73/sh−41,450$693,459→ 74,651.24 total
Footnotes (4)
- [F1]Shares issued pursuant to resolutions of the Board of Directors of SPR in compliance with requirements of Rule 16b-3(d). The vesting of these performance shares was contingent upon the return of NPC/SPPC to investment grade status.
- [F2]Total includes 88 shares acquired in SPR Employee Stock Purchase Plan and an Adjustment of 6.211 shares held in the SPR 401K plan since 04/30/2007. Both are ?tax conditioned? plans within the meaning of Rule 16b-3(c). This total also includes 78.937 shares acquired from dividends that were reinvested on September 12, 2007 pursuant to SPR's Common Stock Investment Plan, a dividend reinvestment plan that meets the exemption requirements of Rule 16a-11.
- [F3]Shares issued pursuant to resolutions of the Board of Directors of SPR in compliance with requirements of Rule 16b-3(d). The vesting of these performance shares was contingent upon reinstatement of the SPR common stock dividend.
- [F4]Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).