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SIELOX INC 4

Accession 0001140361-07-023478

CIK 0001053676operating
View on SEC.govCompany Profile

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 5:57 PM ET

Size

23.2 KB

Accession

0001140361-07-023478

Insider Transaction Report

Form 4
Period: 2007-11-30
SIELOX INCSLXN.OB
BARINGTON COMPANIES EQUITY PARTNERS L P
Other
Transactions
  • Purchase

    Common Stock

    2007-12-03$0.31/sh+2,833$878→ 844,253 total(indirect: By Barington Companies Offshore Fund, Ltd.)
  • Purchase

    Common Stock

    2007-12-04$0.31/sh+51,000$15,810→ 895,253 total(indirect: By Barington Companies Offshore Fund, Ltd.)
  • Purchase

    Common Stock

    2007-11-30$0.31/sh+5,000$1,550→ 841,420 total(indirect: By Barington Companies Offshore Fund, Ltd.)
Holdings

  • Common Stock

    (indirect: By Barington Companies Equity Partners, L.P.)
    1,051,873

  • Common Stock

    (indirect: By Barington Capital Group, L.P.)
    2,095,948
LNA Capital Corp.
Other
Transactions
  • Purchase

    Common Stock

    2007-12-04$0.31/sh+51,000$15,810→ 895,253 total(indirect: By Barington Companies Offshore Fund, Ltd.)
  • Purchase

    Common Stock

    2007-11-30$0.31/sh+5,000$1,550→ 841,420 total(indirect: By Barington Companies Offshore Fund, Ltd.)
  • Purchase

    Common Stock

    2007-12-03$0.31/sh+2,833$878→ 844,253 total(indirect: By Barington Companies Offshore Fund, Ltd.)
Holdings

  • Common Stock

    (indirect: By Barington Capital Group, L.P.)
    2,095,948

  • Common Stock

    (indirect: By Barington Companies Equity Partners, L.P.)
    1,051,873
Barington Companies Investors, LLC
Other
Transactions
  • Purchase

    Common Stock

    2007-12-03$0.31/sh+2,833$878→ 844,253 total(indirect: By Barington Companies Offshore Fund, Ltd.)
  • Purchase

    Common Stock

    2007-11-30$0.31/sh+5,000$1,550→ 841,420 total(indirect: By Barington Companies Offshore Fund, Ltd.)
  • Purchase

    Common Stock

    2007-12-04$0.31/sh+51,000$15,810→ 895,253 total(indirect: By Barington Companies Offshore Fund, Ltd.)
Holdings

  • Common Stock

    (indirect: By Barington Companies Equity Partners, L.P.)
    1,051,873

  • Common Stock

    (indirect: By Barington Capital Group, L.P.)
    2,095,948
BARINGTON CAPITAL GROUP L P
Other
Transactions
  • Purchase

    Common Stock

    2007-11-30$0.31/sh+5,000$1,550→ 841,420 total(indirect: By Barington Companies Offshore Fund, Ltd.)
  • Purchase

    Common Stock

    2007-12-04$0.31/sh+51,000$15,810→ 895,253 total(indirect: By Barington Companies Offshore Fund, Ltd.)
  • Purchase

    Common Stock

    2007-12-03$0.31/sh+2,833$878→ 844,253 total(indirect: By Barington Companies Offshore Fund, Ltd.)
Holdings

  • Common Stock

    (indirect: By Barington Capital Group, L.P.)
    2,095,948

  • Common Stock

    (indirect: By Barington Companies Equity Partners, L.P.)
    1,051,873
Barington Companies Offshore Fund, Ltd. (BVI)
Other
Transactions
  • Purchase

    Common Stock

    2007-12-04$0.31/sh+51,000$15,810→ 895,253 total(indirect: By Barington Companies Offshore Fund, Ltd.)
  • Purchase

    Common Stock

    2007-12-03$0.31/sh+2,833$878→ 844,253 total(indirect: By Barington Companies Offshore Fund, Ltd.)
  • Purchase

    Common Stock

    2007-11-30$0.31/sh+5,000$1,550→ 841,420 total(indirect: By Barington Companies Offshore Fund, Ltd.)
Holdings

  • Common Stock

    (indirect: By Barington Companies Equity Partners, L.P.)
    1,051,873

  • Common Stock

    (indirect: By Barington Capital Group, L.P.)
    2,095,948
MITAROTONDA JAMES A
DirectorOther
Transactions
  • Purchase

    Common Stock

    2007-11-30$0.31/sh+5,000$1,550→ 841,420 total(indirect: By Barington Companies Offshore Fund, Ltd.)
  • Purchase

    Common Stock

    2007-12-03$0.31/sh+2,833$878→ 844,253 total(indirect: By Barington Companies Offshore Fund, Ltd.)
  • Purchase

    Common Stock

    2007-12-04$0.31/sh+51,000$15,810→ 895,253 total(indirect: By Barington Companies Offshore Fund, Ltd.)
Holdings

  • Common Stock

    (indirect: By Barington Companies Equity Partners, L.P.)
    1,051,873

  • Common Stock

    (indirect: By Barington Capital Group, L.P.)
    2,095,948
Barington Offshore Advisors II, LLC
Other
Transactions
  • Purchase

    Common Stock

    2007-12-04$0.31/sh+51,000$15,810→ 895,253 total(indirect: By Barington Companies Offshore Fund, Ltd.)
  • Purchase

    Common Stock

    2007-12-03$0.31/sh+2,833$878→ 844,253 total(indirect: By Barington Companies Offshore Fund, Ltd.)
  • Purchase

    Common Stock

    2007-11-30$0.31/sh+5,000$1,550→ 841,420 total(indirect: By Barington Companies Offshore Fund, Ltd.)
Holdings

  • Common Stock

    (indirect: By Barington Companies Equity Partners, L.P.)
    1,051,873

  • Common Stock

    (indirect: By Barington Capital Group, L.P.)
    2,095,948
Footnotes (4)
  • [F1]As the general partner of Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. As the investment advisor to Barington Companies Offshore Fund, Ltd., Barington Offshore Advisors II, LLC may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Offshore Fund, Ltd. As the majority member of Barington Companies Investors, LLC and Barington Offshore Advisors II, LLC, Barington Capital Group, L.P. may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P. and Barington Companies Offshore Fund, Ltd.
  • [F2](Continuation of Footnote 1) As the general partner of Barington Capital Group, L.P., LNA Capital Corp. may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P., Barington Companies Offshore Fund, Ltd. and Barington Capital Group, L.P. James A. Mitarotonda is the sole stockholder and director of LNA Capital Corp. and therefore may be deemed to beneficially own the shares of Common Stock beneficially owned by Barington Companies Equity Partners, L.P., Barington Companies Offshore Fund, Ltd. and Barington Capital Group, L.P.
  • [F3]The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Persons are the beneficial owners of these securities for purposes of Section 16 or for any other purpose.
  • [F4]Excludes shares owned directly by Barington Companies Equity Partners, L.P. and Barington Companies Offshore Fund, Ltd.

Documents

1 file

Issuer

SIELOX INC

CIK 0001053676

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001053676

Filing Metadata

Form type
4
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 5:57 PM ET
Size
23.2 KB
View on SEC.gov