CAPITAL BANK CORP 4
4 · CAPITAL BANK CORP · Filed Jan 2, 2008
Insider Transaction Report
Form 4
RICKER CARL H JR
Director
Transactions
- Exercise/Conversion
Common Stock
[F1]2008-01-01+2,861→ 313,102 total - Award
Phantom Stock Units
[F1]2007-12-31$10.55/sh+4,289$45,249→ 4,289 totalFrom: 2009-01-01Exp: 2009-01-01→ Common Stock (4,289 underlying) - Exercise/Conversion
Phantom Stock Units
[F1]2008-01-01−2,861→ 0 totalFrom: 2008-01-01Exp: 2008-01-01→ Common Stock (2,861 underlying)
Holdings
- 77(indirect: By IRA)
Common Stock
- 589
Stock Option (Right to Buy)
Exercise: $10.09From: 1999-12-31Exp: 2009-12-31→ Common Stock (589 underlying) - 896
Stock Option (Right to Buy)
Exercise: $8.37From: 2000-12-31Exp: 2011-01-01→ Common Stock (896 underlying) - 752
Stock Option (Right to Buy)
Exercise: $9.30From: 2001-12-31Exp: 2012-01-01→ Common Stock (752 underlying) - 3,250
Stock Option (Right to Buy)
Exercise: $18.36From: 2004-12-31Exp: 2014-12-31→ Common Stock (3,250 underlying)
Footnotes (1)
- [F1]"Phantom stock units" acquired by the reporting person from the Capital Bank Corporation Deferred Compensation Plan for Outside Directors (As Amended and Restated Effective January 1, 2005). Each phantom stock unit is the economic equivalent of one share of Capital Bank Corporation common stock. The units are payable in stock or cash, at the discretion of Capital Bank Corporation, upon the reporting person's termination of service as a director due to retirement, disability, or death, or upon a date certain specified by the participant.
Signature
Nancy A. Snow, by power of attorney|2008-01-02