NEWALLIANCE BANCSHARES INC 4

4 · NEWALLIANCE BANCSHARES INC · Filed Jan 4, 2008

Form 4

Period: 2008-01-02

EVP

Transactions

Tax Payment
Common Stock
2008-01-02$11.52/sh−7,710$88,819→ 94,600 total(indirect: By Stock Award)

Holdings

Common Stock
(indirect: DRIP)
416
Common Stock
(indirect: By Spouse)
53,760
Stock Options
Exercise: $13.89From: 2007-06-26Exp: 2016-06-26→ Common Stock (5,000 underlying)
5,000
Stock Options
Exercise: $14.39From: 2005-12-30Exp: 2015-06-17→ Common Stock (340,000 underlying)
340,000
Common Stock
(indirect: ESOP)
3,702
Common Stock
(indirect: ESOP - SERP)
2,409
Common Stock
(indirect: By 401(k))
681
Common Stock
(indirect: By Stock Award)
1,167
Common Stock
(indirect: By 401(k))
9,646

Footnotes (4)

[F1]Representing shares withheld by Issuer in 2008 for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person on June 17, 2005 vesting 15% on each January 1 of years 2006-2011 and 10% on January 1, 2012, by the Issuer under its 2005 Long-Term Compensation Plan.
[F2]Restricted stock award that vests in equal annual installments over three years beginning on the first anniversary of the date of grant, subject to continued employment.
[F3]Option vests in equal annual installments over three years beginning on the first anniversary of the date grant, subject to continued employment.
[F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Compensation Plan vest 40% on December 31, 2005 and 20% on the last business day of each of the three succeeding years.

Documents

1 file