Home/Filings/4/0001140361-08-000604
4//SEC Filing

NEWALLIANCE BANCSHARES INC 4

Accession 0001140361-08-000604

CIK 0001264755operating

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 5:08 PM ET

Size

13.9 KB

Accession

0001140361-08-000604

Insider Transaction Report

Form 4
Period: 2008-01-02
Transactions
  • Tax Payment

    Common Stock

    2008-01-02$11.52/sh7,710$88,81994,600 total(indirect: By Stock Award)
Holdings
  • Common Stock

    (indirect: DRIP)
    416
  • Common Stock

    (indirect: By Spouse)
    53,760
  • Stock Options

    Exercise: $13.89From: 2007-06-26Exp: 2016-06-26Common Stock (5,000 underlying)
    5,000
  • Stock Options

    Exercise: $14.39From: 2005-12-30Exp: 2015-06-17Common Stock (340,000 underlying)
    340,000
  • Common Stock

    (indirect: ESOP)
    3,702
  • Common Stock

    (indirect: ESOP - SERP)
    2,409
  • Common Stock

    (indirect: By 401(k))
    681
  • Common Stock

    (indirect: By Stock Award)
    1,167
  • Common Stock

    (indirect: By 401(k))
    9,646
Footnotes (4)
  • [F1]Representing shares withheld by Issuer in 2008 for tax liability purposes with respect to the vesting of and removal of restrictions on shares of Restricted Stock previously issued to the Reporting Person on June 17, 2005 vesting 15% on each January 1 of years 2006-2011 and 10% on January 1, 2012, by the Issuer under its 2005 Long-Term Compensation Plan.
  • [F2]Restricted stock award that vests in equal annual installments over three years beginning on the first anniversary of the date of grant, subject to continued employment.
  • [F3]Option vests in equal annual installments over three years beginning on the first anniversary of the date grant, subject to continued employment.
  • [F4]Stock Options granted pursuant to the NewAlliance Bancshares, Inc. Long-Term Compensation Plan vest 40% on December 31, 2005 and 20% on the last business day of each of the three succeeding years.

Documents

1 file

Issuer

NEWALLIANCE BANCSHARES INC

CIK 0001264755

Entity typeoperating

Related Parties

1
  • filerCIK 0001264755

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:08 PM ET
Size
13.9 KB